Head of Compliance

Allegis Group Singapore Pte Ltd; Singapore; On-site; SGD 125,000 - 150,000; Full time

Job summary

A leading investment organization in Singapore is seeking a Head of Compliance to drive governance and compliance efforts. This pivotal role involves leading assurance reviews, engaging with business partners on compliance improvements, and shaping the compliance strategy within a collaborative environment. The ideal candidate should possess 8-10 years of relevant experience, strong technical expertise in fund processes, and exceptional communication skills. This position offers competitive compensation and opportunities for professional growth.

Benefits

Competitive compensation

Growth-oriented work environment

Opportunity to shape compliance strategy

Qualifications

• 8-10 years of internal audit or assurance experience in asset management.
• Strong technical expertise in compliance and financial crime.
• Exceptional communication skills for diverse audiences.

Responsibilities

• Lead second-line assurance reviews and ensure quality delivery.
• Drive data analytics initiatives for assurance activities.
• Monitor emerging risk trends to enhance compliance recommendations.

Skills

Internal audit experience

Fund management processes expertise

Risk management knowledge

Analytical skills

Leadership capabilities

Collaboration skills

Job description

About the Role

We are seeking an experienced and dynamic Head of Compliance to lead our client's compliance function and ensure robust governance across our operations. This role is pivotal in safeguarding the integrity of processes and aligning with regulatory standards while driving innovation and best practices.

Key Responsibilities

• Lead and conduct second-line assurance reviews and ad hoc assignments, ensuring quality and timely delivery.
• Provide technical and managerial leadership in reviewing asset and investment management processes.
• Drive data analytics initiatives and implement automated testing for assurance activities.
• Engage regularly with business partners to stay informed on key changes and new initiatives.
• Monitor emerging risk trends and industry best practices to enhance compliance recommendations.

Qualifications & Experience

• 810 years of internal audit or second-line assurance experience within a multinational asset management, unit trust, mutual fund, or investment company.
• Strong technical expertise in fund management processes, including investment & dealing, trade compliance, sales & marketing, and financial crime (AML, ABC, fraud), as well as sanctions.
• Deep understanding of risk management, internal controls, compliance, and auditing standards.
• Exceptional communication skills with the ability to simplify complex concepts for diverse audiences.
• Analytical, detail-oriented, and strategic thinker with proven leadership capabilities.
• Collaborative team player with a proactive and innovative mindset.
• Regional office experience is highly advantageous.

Why Join Us

• Opportunity to shape compliance strategy in a leading investment organization.
• Collaborative and growth-oriented work environment.
• Competitive compensation and benefits package.

Apply Now

If you are passionate about compliance and risk management and thrive in a dynamic environment, we'd love to hear from you.

We regret to inform that only shortlisted candidates will be notified.

EA Reg No: R25145980, Bibi Fatima

Allegis Group Singapore Pte Ltd, Company Reg No. 200909448N, EA License No. 10C4544