Fund Management Compliance (Immediate)

TRULYYY PTE. LTD.; Singapore; On-site; SGD 50,000 - 80,000; Full time

Job summary

A financial services company in Singapore is seeking a Compliance Officer to ensure regulatory compliance, conduct trade surveillance, and oversee AML/CFT oversight. Candidates should possess a Bachelor’s degree and 2–7 years of compliance experience, preferably in a MAS-regulated financial institution. Strong communication skills in Mandarin are required for this role. Interested candidates should send their CV via email.

Qualifications

• 2–7 years of compliance experience within a MAS-regulated financial institution.
• Strong knowledge of MAS regulations applicable to fund managers.
• Familiarity with quantitative/algorithmic trading compliance risks is a plus.

Responsibilities

• Ensure ongoing compliance with Securities and Futures Act (SFA) and Financial Advisers Act (FAA).
• Conduct daily and periodic trade surveillance for market abuse.
• Prepare and submit regulatory filings, including AML/CFT returns.

Skills

Compliance knowledge

Mandarin communication

Trade surveillance

Education

Bachelor’s degree in Law, Finance, Accounting, Business, or related field

Job description

Key Responsibilities

• Ensure ongoing compliance with Securities and Futures Act (SFA), Financial Advisers Act (FAA), and MAS notices/guidelines.
• Conduct daily and periodic trade surveillance, monitoring for market abuse, insider trading, or other regulatory breaches.
• Oversee adherence to position limits, short-selling rules, and other exchange-specific requirements.
• Prepare and submit regulatory filings, including AML/CFT returns and MAS surveys.

Policies, Procedures & Training

• Maintain and update the firm’s Compliance Manual, policies, and procedures to reflect regulatory and business changes.
• Assist in designing and delivering compliance training programs for staff.

Risk Assessment & Controls

• Conduct periodic compliance risk assessments and test internal controls.
• Manage Personal Account Dealing and Gifts & Entertainment registers.

AML/CFT Oversight

• Conduct CDD and ongoing due diligence on investors and counterparties.
• Perform sanctions, PEP, and adverse media screening.
• Investigate and elevate suspicious transaction reports (STRs).

Advisory & Business Partnership

• Provide practical compliance guidance to investment, trading, and technology teams.
• Review marketing materials, client communications, and research to ensure regulatory compliance.

Qualifications & Experience

• Bachelor’s degree in Law, Finance, Accounting, Business, or related field.
• 2–7 years of compliance experience within a MAS-regulated financial institution, preferably in fund/asset management or hedge funds.
• Strong knowledge of MAS regulations applicable to fund managers (SFA, FAA, AML/CFT).
• Familiarity with quantitative/algorithmic trading compliance risks is a plus.
• Mandarin is required due to the need to communicate with Mandarin speaking clients and counterparts

If you’re interested in this opportunity, please send your CV to [e-mail]

Regrettably, only shortlisted candidates will be notified. Please note that data provided is for recruitment purposes only.

Business Registration No.: 202004228R | License. No. - 20S0118 | EA Registration No. -R22104027