Compliance Officer

SOFOS CAPITAL MANAGEMENT PTE. LTD.; Singapore; On-site; SGD 60,000 - 90,000; Full time

Job summary

A financial services firm in Singapore is seeking a candidate for the MAS Reporting role. This position involves developing and maintaining compliance policies, conducting audits, and preparing regulatory reports. The ideal applicant should have experience in regulatory compliance, a strong knowledge of MAS regulations, and familiarity with anti-money laundering practices. The role emphasizes monitoring regulatory changes and conducting compliance training for staff, ensuring adherence to laws and guidelines within the financial services industry.

Qualifications

• Experience in fund management industry or similar.
• Strong understanding of regulatory compliance.
• Proficient in conducting compliance training.

Responsibilities

• Develop and maintain compliance policies and procedures.
• Conduct compliance monitoring and internal audits.
• Prepare and review regulatory reports and filings.

Skills

Experience in a financial services regulatory compliance/internal audit role

Knowledge of MAS regulations

Ability and willingness to research regulations independently

Familiarity with AML/CFT regulations

Job description

MAS Reporting

Review financial reporting and handle auditor and tax agent.

Key responsibilities

1. Develop, implement, and maintain compliance policies, procedures, and frameworks
2. Conduct compliance monitoring and internal audits to assess adherence to regulatory requirements
3. Liaise with regulators, auditors, and external consultants when required.
4. Prepare and review regulatory reports and filings, annual declaration, including MAS returns
5. Conduct review of customer due diligence (CDD) processes, anti-money laundering (AML) compliance, and risk assessments
6. Conduct compliance training sessions to enhance awareness of regulatory requirements
7. Monitor and interpret changes in regulatory guidelines, compliance adjustment

Required Qualifications & skills

1. Experience in a financial services regulatory compliance/internal audit role/fund management industry
2. Knowledge of MAS regulations
3. Ability and willingness to research regulations independently
4. Familiarity with AML/CFT regulations and customer due diligence processes