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A financial services company in Singapore is seeking a Compliance Officer to help with regulatory compliance and risk management. The ideal candidate should have 1-4 years of experience, as well as familiarity with MAS and SEC requirements. Strong communication skills and the ability to draft clear documentation are vital for this role, where you will liaise with multiple stakeholders in a dynamic environment.
We are seeking a Compliance Officer to support our regulatory compliance, risk management, and internal control frameworks. This role is ideal for a junior–mid level professional with working knowledge of MAS and SEC requirements, particularly in the context of asset management, investment advisory, or financial services.
Qualifications & Experience
- 1–4 years of experience in compliance or regulatory affairs within financial services, preferably in asset management or investment advisory.
- Familiarity with MAS regulatory frameworks (e.g., SFA, FAA, AML/CFT regulations) and SEC requirements (e.g., Investment Advisers Act).
Skills
- Ability to draft clear documentation, policies, and reports.
- Strong communication skills and ability to work with multiple stakeholders.