Compliance Manager (Infrastructure Platform)

TRI-CAP CONSULTING PTE. LTD.; Singapore; On-site; SGD 120,000 - 180,000; Full time

Job summary

Tri-Cap Consulting Pte. Ltd. in Singapore seeks a Compliance Manager to oversee regulatory compliance and governance for a Singapore-listed REIT Manager. The role reports to the CFO and ensures adherence to MAS, SGX rules and related financial regulations.

The candidate will lead compliance monitoring, advisory support to senior management, and the development of robust internal controls across the organisation.

Qualifications

• Bachelor's degree in Economics, Finance, Accountancy, Business or related discipline.
• 6–10 years of relevant compliance experience, preferably within MAS-regulated financial institutions.
• Strong understanding of MAS requirements, SGX Listing Rules and related regulations.
• Independent, meticulous with excellent communication.

Responsibilities

• Oversee compliance with MAS regulations, SGX Rules, and Securities and Futures Act.
• Maintain and enhance the organisation's compliance framework, policies and controls.
• Monitor regulatory developments and advise senior management on implications.
• Coordinate regulatory submissions and reporting obligations to MAS/SGX.
• Support inspections, audits and internal reviews; manage risk controls.

Skills

Analytical skills

Problem-solving

Stakeholder management

Education

Bachelor's degree in Economics, Finance, Accountancy, Business

Job description

On behalf of a Digital Infrastructure platform, we need an experienced and detail-oriented Compliance Manager to oversee and strengthen the regulatory compliance framework of a Singapore-listed REIT Manager. Reporting directly to the CFO, the successful candidate will play a pivotal role in ensuring adherence to regulatory requirements, maintaining robust governance standards and supporting the REIT Manager's compliance and risk management objectives.

Key Responsibilities

Regulatory Compliance & Governance

• Oversee compliance with applicable Monetary Authority of Singapore (MAS) regulations, Singapore Exchange (SGX) Listing Rules, the Securities and Futures Act and relevant regulatory requirements governing REIT Managers.
• Maintain and enhance the organisation's compliance framework, policies, procedures and internal controls.
• Monitor regulatory developments and assess their implications for the REIT Manager's operations.
• Provide compliance advisory support to senior management and relevant business functions.

Compliance Monitoring & Regulatory Reporting

• Develop and execute annual compliance monitoring plans, including periodic compliance reviews and risk assessments.
• Coordinate regulatory submissions, notifications and reporting obligations to MAS and SGX, where applicable.
• Monitor compliance with applicable REIT regulatory requirements, including investment restrictions, leverage limits and interested person transaction rules.
• Maintain compliance registers, regulatory records and supporting documentation.
• Support regulatory inspections, internal audits and external compliance reviews.

Risk Management & Internal Controls

• Work closely with Finance, Investment, Asset Management and other stakeholders to identify, assess and mitigate regulatory and operational compliance risks.
• Review internal policies and procedures to strengthen governance, accountability and regulatory adherence.
• Monitor potential conflicts of interest, related-party transactions and compliance breaches.
• Support the implementation of corrective actions arising from compliance reviews and audit findings.

Stakeholder Management & Compliance Advisory

• Liaise with regulators, external legal advisers, auditors, trustees and other relevant stakeholders.
• Prepare compliance updates and reports for senior management, the Board and relevant Board Committees.
• Conduct compliance training and awareness programmes to promote a strong compliance culture.
• Provide compliance guidance on new investment initiatives, corporate transactions and business activities.

Requirements

• Bachelor's degree in Economics, Finance, Accountancy, Business or a related discipline.
• 6 - 10 years of relevant compliance experience, preferably within REITs, real estate investment management, asset management or other MAS-regulated financial institutions.
• Strong understanding of the Singapore regulatory framework, particularly MAS requirements, SGX Listing Rules and regulations applicable to REIT Managers. Prior compliance experience with a Singapore-listed REIT or REIT Manager, is highly preferred.
• Strong analytical, problem-solving and stakeholder management capabilities.
• Excellent communication skills with the ability to interpret and communicate regulatory requirements effectively.
• Independent, meticulous and comfortable working in a dynamic investment management environment.
• The ideal candidate will demonstrate strong regulatory knowledge, sound commercial judgement and the ability to balance regulatory obligations with business objectives. The role requires a proactive professional who can work independently while partnering effectively with senior management to maintain a robust compliance and governance environment.

All applications will be treated in the strictest confidence. Personal data provided will be used for recruitment purposes only.

EA Licence: 24S2282 EA Personnel: R1107990