Compliance Head

TALENTVIS SINGAPORE PTE. LTD.; Singapore; On-site; SGD 100,000 - 130,000; Full time

Job summary

A leading compliance-focused firm in Singapore is looking for a Compliance Manager. This role involves overseeing AML/KYC due diligence checks, developing a compliance framework, and advising business units on regulatory matters. The ideal candidate has over 10 years of relevant experience and strong knowledge of financial regulations. Interested applicants should send their resume via email or click apply now.

Qualifications

• Minimum 10 years of relevant compliance experience within the fund management industry.
• Good knowledge of key applicable regulations such as AML/CFT.
• Demonstrated ability to effectively analyze data and identify risks.

Responsibilities

• Oversee and manage AML/KYC due diligence checks.
• Develop and maintain compliance framework.
• Review and revise compliance manuals and policies.

Skills

Compliance experience

Knowledge of financial regulations

Risk assessment abilities

Job description

Responsibility

• Oversee and manage end to end AML/KYC due diligence checks and compliance matters as required under Capital Market Service (CMS) license requirements
• Develop, implement and maintain a robust compliance framework to ensure controls are in place
• Review, revise and uplift all compliance manuals and policies and procedures, including Enterprise Wide Risk Assessment (EWRA)
• Identify regulatory trends and developments that impact business areas and advise on any material impacts to current activities
• Provide regulatory/compliance advisory support to relevant business units
• Assist with ad-hoc projects or tasks as may be assigned from time-to-time

Requirement

• Minimum 10 years of relevant compliance experience within the fund management, investment management or capital market service licensed entity or regulatory consulting environment
• Good knowledge of key applicable regulations such as the Securities & Futures Act, Financial Advisers Act, MAS Notices and Guidelines, AML/CFT regulations
• Demonstrate ability to effectively review and analyse data/situation and apply sound judgement in identifying risks or to resolve issues in a timely manner

Ready to make an impact? We’d love to hear from you! Apply today by sending your resume to [e-mail] or click apply now!

We regret to inform that only shortlisted candidates would be notified

Talentvis Singapore Pte Ltd | EA License No: 04C3537
EA Personnel Name: Sherwin Wong | EA Personnel No: R1770151