Compliance Executive (Legal)

WGT EHR PTE. LTD.; Singapore; On-site; SGD 60,000 - 90,000; Full time

Job summary

WGT EHR PTE. LTD. is seeking a motivated Compliance Officer in Singapore to support regulatory compliance functions.

You will gain exposure to MAS regulatory requirements, AML/CFT compliance, fund management operations and corporate governance while working closely with senior management and regional compliance teams. The role involves monitoring MAS rules, assisting with filings and policy updates, and collaborating with global teams to ensure robust compliance across the firm.

Qualifications

• Bachelor's Degree in Law (LLB) or related law qualification.
• Minimum 2 years of experience in a law firm, financial institution or corporate legal function.
• Exposure to fund management or MAS regulatory requirements is an advantage.

Responsibilities

• Monitor MAS regulatory requirements and assist with regulatory filings, licensing matters, compliance documentation and policy updates.
• Support compliance monitoring activities, internal audits, risk assessments and remediation of compliance findings.
• Assist with AML/CFT compliance, including CDD/EDD, ongoing monitoring and suspicious transaction reporting.
• Maintain compliance policies, registers and records while supporting PDPA requirements, staff training and regulatory reporting.
• Work with internal stakeholders and overseas compliance teams on regulatory matters and due diligence.

Skills

Regulatory compliance

AML/CFT

Legal analysis

Education

Bachelor's Degree in Law (LLB)

Job description

Overview

Our client, an established US-based investment firm with operations in Singapore, is seeking a motivated and detail-oriented Compliance Officer to support its regulatory compliance functions.

This role offers an opportunity to gain exposure to MAS regulatory requirements, AML/CFT compliance, fund management operations and corporate governance while working closely with senior management and regional compliance teams.

Job Responsibilities

• Monitor MAS regulatory requirements and assist with regulatory filings, licensing matters, compliance documentation and policy updates.
• Support compliance monitoring activities, internal audits, risk assessments and remediation of compliance findings.
• Assist with AML/CFT compliance, including customer due diligence (CDD/EDD), ongoing monitoring and suspicious transaction reporting.
• Maintain compliance policies, registers and records while supporting PDPA requirements, staff training and regulatory reporting.
• Work closely with internal stakeholders and overseas compliance teams on regulatory matters, representative requirements and third-party due diligence.

Job Requirements

• Bachelor's Degree in Law (LLB) or a related law qualification.
• Minimum 2 years of experience in a law firm, financial institution or corporate legal function, preferably as a Legal Assistant, Legal Associate or In-house Legal Counsel.
• Exposure to fund management, MAS regulatory requirements or compliance-related matters will be an added advantage.
• Strong analytical, organisational and communication skills, with good attention to detail and willingness to develop a career in compliance.

Working location: Central

We regret only short-listed candidates will be notified.

EA License | 18C9251 WGT Group

Registration No | R22111484 Ketty Lim