Analyst, Compliance (Contract)

Maybank Investment Banking Group; Singapore; On-site; SGD 60,000 - 80,000; Full time

Job summary

A leading brokerage house in Singapore is seeking a Compliance Officer. In this role, you will perform trade surveillance, compliance reviews, and support business conduct matters. Candidates should possess a Bachelor’s degree in Accountancy or Business Administration, with a keen interest in compliance. 2-3 years of experience in the financial industry is preferred. Fresh graduates are also welcome to apply.

Qualifications

• 2-3 years of audit or compliance experience in the financial industry preferred.
• Keen interest in compliance experience in the financial services industry.
• Knowledge of Securities and Futures Act, Financial Advisors Act, or Anti-Money Laundering is an advantage.

Responsibilities

• Perform trade surveillance function and routine compliance reviews.
• Conduct control room and business monitoring functions.
• Administer e-learning on compliance training.

Skills

Analytical skills

Interpersonal skills

Communication skills

Education

Bachelor degree in Accountancy or Business Administration

Job description

Maybank Securities is a leading brokerage house and investment bank in ASEAN. Maybank Securities provides services in corporate finance, debt markets, equity capital markets, derivatives, retail and institutional securities broking and research.

This is a contract role with the possibility of converting to a permanent position.

Job Description

• Perform trade surveillance function and routine compliance reviews.
• Perform control room and business monitoring functions.
• Perform AML-related reviews and support.
• Support appointed representatives and product teams on routine compliance and business conduct matters.
• Review of product related marketing and training materials.
• Administration of e-learning on compliance related training.

Requirements

• Bachelor degree in Accountancy, Business Administration or relevant discipline/ qualifications.
• 2-3 years of audit or compliance experience in the financial industry preferred.
• Keen interest to have an exposure in compliance experience in the financial services industry.
• Knowledge in Securities and Futures Act, Financial Advisors Act and/or Anti-Money Laundering will be an advantage.
• Strong analytical skills and detailed oriented.
• Possess good interpersonal and communication skills.
• Ability to work within an environment with high pressure on timelines and quality of deliveries, both independently and as a team.
• Fresh graduates are also welcome to apply.

We regret that only shortlisted candidates will be notified.