Compliance Officer - Onboarding Corporate

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Compliance Officer – Onboarding Corporate, Gland

Client:

Swissquote

Location:

Gland

Job Category:

Other

Job Reference:

0ef8b3892e64

Job Views:

10

Posted:

21.01.2025

Expiry Date:

07.03.2025

Job Description:

Company Description

Building the bank of tomorrow takes more than skills.
It means combining our differences to imagine, discuss, code, develop, test, learn… and celebrate every step together. Share our vibes? Join Swissquote to unleash your potential.

We are the Swiss Leader in Online Banking and we provide trading, investing and banking services to
+500’000 clients, through our performant and secured digital platforms.

Our +1000 employees work in a flexible way, without dress code and in multicultural teams.
By having a huge impact on the industry, they are growing their skills portfolio and boosting their career in a fast-paced environment.

Are you all in? Don’t be shy, apply!

Job Responsibilities

• Due diligence on account opening requests
• Review of client’s account opening files (corporate structures such as active and passive entities, financial institutions, asset managers, trusts, collective investments schemes) from an AML/CTF (AMLA, AMLO-FINMA, CDB) and sanction standpoint
• Review within the account opening process of tax compliance aspects such as FATCA and CRS as well as cross-border aspects
• Drafting of internal memos and contribution to the drafting of procedures
• Optimization of internal processes and guidelines
• Participation in key regulatory projects
• Review of client’s account modification requests (change of beneficial owner, authorized signatories, directors, correspondence address)
• Support and advice to the Front line and management

Qualifications

• Bachelor or Master Degree preferably in Laws/Economics or an accomplished apprenticeship in the financial industry
• 1 to 3 years of experience in the financial industry
• Knowledge of Swiss AML laws (AMLA, AMLO-FINMA, CDB) and other regulations (FinSA, FinIA, CISA)
• A Certificate in collective investment schemes is a plus as well as knowledge and practice in European collective investment schemes (UCITS, AIFs, PIFs, SPV, SPC, Limited partnership)
• Eager to learn and ready to take on challenges
• Ability to multi-task and work under pressure
• Analytical and methodological approach
• Very good writing and communication skills in French and English (another language is an asset)
• Excellent communication and collaboration skills
• Strong team player who enjoys working in a multicultural, dynamic, technological and international environment