Compliance AML for Financial Institutions

Onboarding, AML screening, and periodic reviews of counterparties, Structured Products distributors, and Treasury clients at Group Level.

Main responsibilities

1. Onboarding (documentation review and AML qualitative assessment), alerts management, and periodic reviews of Treasury department clients (institutional clients investing in money market instruments or fiduciaries and advisory mandates).
2. Onboarding (documentation review and AML qualitative assessment), alerts management, and periodic reviews from an AML perspective for the Financial Institutions Group (brokers and OTC derivative counterparties, custodians, correspondent Banks, gold refiners, structured product issuers, repo, and fiduciary deposits counterparties) and the structured products team (structured products distributors).
3. Escalation to the AML Committee where relevant.
4. Update of related internal regulations, MFCs, and procedures where relevant.
5. Contribution to Group Compliance projects related to key responsibilities.

Personal skills

• Capacity to handle several matters simultaneously.
• Good understanding of financial products activities and Swiss AML rules.
• Pragmatic and solution-oriented.
• Very good oral and written communication skills.

Education

• Bachelor Degree.
• IT Tools: Word, Excel.

Experience

• 3-7 years of experience: intermediate level.
• Experience at investment banks or with corporate clients is a plus.
• Experience in private banking is optional.

Language

• French: Mother Tongue.
• English: Fluent.

Other

• Swiss resident: Mandatory.