Junior Auditor (CPA) - Risk & Compliance Focus

Capital Markets Integrity Corporation; Taguig; On-site; PHP 480,000 - 780,000; Full time

Job summary

Capital Markets Integrity Corporation (CMIC) is seeking a detail‑oriented CPA to join our Audit and Compliance team in the Philippines. You will assist in risk assessment of Trading Participants and support SEC‑compliant audits across processes and controls.

The role emphasizes meticulous documentation, timely communication, and collaboration with senior auditors to strengthen regulatory compliance and governance within the capital markets infrastructure.

Qualifications

• Certified Public Accountant (CPA) is required for the role.
• Strong attention to detail, time management, communication, and project management are essential.

Responsibilities

• Assists in risk assessment of Trading Participants and audit plan development.
• Conducts regulatory compliance audits based on SEC-approved audit programs.
• Keeps senior auditors informed of progress and documents procedures.
• Archives audit working papers and reports findings to TP's officers or compliance officer.
• Prepares official audit correspondence and reports for SEC submission.
• Assists in exit conferences and communicates recommendations to prevent violations.
• Monitors TP reports and assists in RBCA-related monthly reviews.

Skills

Attention to details

Time management

Oral and written communication

Project management

Education

CPA (Certified Public Accountant)

Job description

Capital Markets Integrity Corporation (CMIC) is seeking a detail‑oriented CPA to join our Audit and Compliance team in the Philippines. You will assist in risk assessment of Trading Participants and support SEC‑compliant audits across processes and controls.

The role emphasizes meticulous documentation, timely communication, and collaboration with senior auditors to strengthen regulatory compliance and governance within the capital markets infrastructure.