Field Auditor & Compliance Specialist

Philippine Dealing System Holdings Corporation; Philippines; On-site; PHP 420,000 - 640,000; Full time

Job summary

Philippine Dealing System Holdings Corporation seeks an Auditor to perform fieldwork, on-site inspections at Dealing Participants, and assess regulatory compliance. You will review policies and transaction records, identify gaps, and support audit report preparation with actionable findings.

The role requires a Bachelor's degree in accounting-related field, 3+ years in auditing, and strong communication skills. Independent work, confidentiality, and adherence to the audit calendar are essential.

Qualifications

• Bachelor’s degree in Accounting, Internal Auditing, Finance, Management, or related field.
• Minimum 3 years of experience in internal, external, operational, or compliance auditing.
• Familiarity with process improvement, compliance, and risk management is essential.
• Knowledge of securities laws, rules, and regulations is an advantage.
• Good communication skills (written and oral); non-CPA applicants welcome.

Responsibilities

• Conduct fieldwork and on-site inspections at the offices of Dealing Participants
• Review internal policies, procedures, and transaction records for regulatory compliance
• Evaluate compliance with SRC, IRR, and company rules
• Identify and document compliance gaps or control deficiencies
• Collaborate with in-house auditors to prepare audit reports with findings and recommendations
• Ensure timely completion of audit tasks per the audit calendar
• Maintain confidentiality and uphold professional independence

Skills

Attention to detail

Organization

Time management

Independent working

Communication skills

Education

Bachelor’s degree in Accounting/Finance/Related field

Job description

Philippine Dealing System Holdings Corporation seeks an Auditor to perform fieldwork, on-site inspections at Dealing Participants, and assess regulatory compliance. You will review policies and transaction records, identify gaps, and support audit report preparation with actionable findings.

The role requires a Bachelor's degree in accounting-related field, 3+ years in auditing, and strong communication skills. Independent work, confidentiality, and adherence to the audit calendar are essential.