Senior Manager | Country Compliance

Macquarie Capital Securities (M) Sdn Bhd; Kuala Lumpur; On-site; MYR 80,000 - 120,000; Full time

Job summary

A leading financial services firm in Kuala Lumpur is seeking a professional to manage regulatory and compliance risks. You will work closely with compliance officers across Asia, ensuring adherence to local regulations and corporate policies. This role offers the opportunity to be part of a dynamic team focused on corporate finance, securities, and equity research.

Responsibilities

• Assist with delivery of compliance framework requirements.
• Engage with regulators and manage compliance risks.
• Work with a multi-jurisdictional team in financial services.

Job description

Reporting to the Head of Regulatory Risk Asia, you will work closely with Compliance officers across Asia, assisting with the delivery of the global and regional Compliance framework requirements, local regulator expectations and requirements including reporting, policies and procedures and compliance monitoring plans.

You will be responsible for regulator engagement in Malaysia and the direct management of regulatory and compliance risks in-country. You will be part of a multi-jurisdictional team across a range of financial services, including corporate finance, securities and equity research.

Responsibilities and Requirements

The role involves working with Compliance officers, regulator engagement, and management of regulatory and compliance risks.