SENIOR EXECUTIVE / EXECUTIVE, COMPLIANCE

M & A SECURITIES SDN BHD; Kuala Lumpur; On-site; MYR 150,000 - 200,000; Full time

Job summary

A financial services organization based in Kuala Lumpur is seeking a Senior Executive / Executive in Compliance to ensure adherence to regulatory standards. The ideal candidate will have relevant experience in compliance roles within the financial industry and a strong understanding of governance and AML/CFT requirements. This position offers opportunities for career growth in a dynamic financial services environment.

Qualifications

• Relevant experience in compliance or regulatory roles within the capital market or financial industry.
• Strong understanding of AML/CFT, anti-bribery and corruption, and corporate governance requirements.
• Willingness to travel occasionally for compliance visits.

Responsibilities

• Ensure the company’s compliance with all regulatory and internal requirements.
• Support the enhancement of compliance frameworks, policies, and procedures.
• Conduct compliance reviews, branch visits, and internal assessments.
• Prepare reports for management and regulators.
• Provide advisory support on governance and AML matters.

Skills

Analytical

Meticulous

Strong communication skills

Interpersonal skills

Team player

Education

Degree or Professional Qualification recognized by the Government of Malaysia

Job description

SENIOR EXECUTIVE / EXECUTIVE, COMPLIANCE

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Ensure the company’s full compliance with all regulatory and internal requirements.

Support the enhancement of compliance frameworks, policies, and procedures.

Conduct compliance reviews, branch visits, and internal assessments.

Prepare reports for management and regulators.

Provide advisory support on governance, anti-money laundering (AML/CFT), and anti-bribery matters.

Requirements:

Degree or Professional Qualification recognised by the Government of Malaysia.

Relevant experience in compliance or regulatory roles within the capital market or financial industry.

Strong understanding of AML/CFT, anti-bribery and corruption, corporate liability, and governance requirements.

Analytical, meticulous, and able to work under minimal supervision.

A team player with strong communication and interpersonal skills.

Willing to travel occasionally for branch compliance visits.

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Your application will include the following questions:

• Which of the following statements best describes your right to work in Malaysia?
• What's your expected monthly basic salary?
• How many years' experience do you have as a Compliance Executive?
• Which of the following types of qualifications do you have?
• Are you willing to undergo a pre-employment background check?
• Are you willing to travel for this role when required?
• How much notice are you required to give your current employer?

We are a participating organisation of Bursa Malaysia Securities Berhad. Headquartered in Mid Valley City, Kuala Lumpur, with branch offices in Kuala Lumpur, Ipoh, Penang, Johor Bahru and Melaka.

Established since 1963, M & A Securities Sdn Bhd has been a trusted name in the stockbroking and corporate finance advisory. We are dedicated to delivering personalised, professional, and holistic financial solutions to our clients.

As part of our continuous growth, we are committed to nurturing dynamic and passionate talents to build rewarding careers in the financial services industry. If you are motivated and eager to grow in the stockbroking field, we invite you to be part of our team.

What can I earn as a Compliance Executive