Senior Compliance Manager

UQPAY SDN. BHD.; Kuala Lumpur; On-site; MYR 100,000 - 150,000; Full time

Job summary

A fintech company in Kuala Lumpur is seeking a Compliance Manager to develop and implement compliance policies, oversee risk management, and liaise with regulatory authorities. The ideal candidate will have over 5 years of experience in compliance, deep knowledge of AML/KYC regulations, and proficiency in Mandarin and English. This role offers competitive compensation and an impactful position within the organization.

Qualifications

• 5+ years of experience in a senior compliance role within fintech or banking.
• Understanding of AML / KYC, sanctions, and anti-bribery regulations.
• Experience with payment services like acquiring and remittance.

Responsibilities

• Develop and implement compliance policies and frameworks.
• Oversee risk management and compliance programs.
• Advise on regulatory developments and provide compliance training.

Skills

AML / KYC expertise

Regulatory compliance knowledge

Strong communication skills

Analytical problem-solving

Mandarin proficiency

Interpersonal skills

Education

Bachelor's degree in Law, Finance, or Business

Job description

Responsibilities

• Develop and implement policies, procedures, and compliance frameworks covering business operations, risk management, AML / KYC, and regulatory compliance.
• Design compliance strategy tailored to both global and local regulatory requirements; ensure that it is integrated into product development and core business processes.
• Oversee the compliance and risk programme: risk identification, assessment, mitigation, monitoring, and continuous improvement.
• Keep up to date with regulatory developments and best practices in compliance; proactively advise the company on implications.
• Act as the primary liaison for regulatory authorities and manage relationships with regulators.
• Manage relationships and compliance requirements with banking partners and other financial institutions.
• Conduct vendor / third-party compliance risk assessments; advise management and stakeholders accordingly.
• Monitor day-to-day business for compliance issues; ensure business units adhere to compliance policies and standards.
• Develop and deliver compliance training for staff; prepare training materials and lead sessions.
• Work cross-functionally to foster a culture of compliance; provide guidance on complex compliance-related issues.
• Prepare reports on due diligence findings, internal investigations, and compliance metrics for senior management and relevant stakeholders.

Requirements

• Bachelor’s degree in Law, Finance, Business Administration or a related field.
• Minimum 5 years of experience in a senior compliance or similar role within fintech or banking.
• Deep understanding of AML / KYC, sanctions, anti-bribery / corruption, and other financial-service regulatory requirements.
• Hands-on experience with acquiring, card issuing, and remittance payment services.
• Prior experience working with regulators (central banks, financial regulatory bodies, law enforcement).
• Strong communication & interpersonal skills; capable of interacting with senior management, external regulators, cross-functional teams.
• Excellent analytical, problem-solving skills, and attention to detail.
• We are seeking candidates proficient in Mandarin and English to effectively communicate with Mandarin-speaking and English-speaking clients.
• Working knowledge of key regulations, e.g. the Payments Services Act (or equivalent local legislation), is an advantage.
• Knowledge of VASP / virtual asset regulatory frameworks is a plus.