Risk, Compliance and Security Assurance Manager

HFG (Hong Kong) Limited; Kuala Lumpur; On-site; MYR 200,000 - 250,000; Full time

Job summary

A multinational asset management firm is seeking a Risk, Compliance and Security Assurance Manager in Kuala Lumpur. This role requires leading second line assurance reviews, providing expertise in investment management, and fostering stakeholder engagement. The ideal candidate will have 7–8 years of relevant experience, strong analytical skills, and a commitment to innovation. The position emphasizes continuous improvement and effective communication skills.

Qualifications

• Minimum of 7–8 years in internal audit or second line assurance roles within multinational asset management.
• Experience in compliance, investment operations, or sustainability risk is preferred.
• Prior exposure to data-driven auditing is highly desirable.

Responsibilities

• Lead and execute second line assurance reviews ensuring high-quality delivery of reports.
• Provide subject matter expertise in asset and investment management-related reviews.
• Leverage data analytics and automated testing techniques to enhance assurance coverage.
• Maintain proactive engagement with stakeholders to remain informed of key developments.
• Monitor internal and external risk developments integrating them into recommendations.

Job description

Risk, Compliance and Security Assurance Manager

Key Responsibilities and Performance Measures

• Lead and execute second line assurance reviews and ad hoc assignments, ensuring high-quality and timely delivery of reports. Performance Measures: Timeliness and quality of outputs; relevance of findings based on stakeholder feedback.
• Provide subject matter expertise and leadership in asset and investment management-related reviews, including areas such as investment processes, dealing, and trade compliance. Performance Measures: Quality and depth of review insights; stakeholder satisfaction with findings.
• Leverage data analytics and automated testing techniques to enhance assurance coverage and effectiveness. Performance Measures: Proportion of controls assessed through analytics or automation.
• Maintain proactive engagement with business stakeholders to remain informed of key developments, initiatives, and risks. Performance Measures: Stakeholder feedback on the relevance and timeliness of assurance activities.
• Monitor internal and external risk developments and industry best practices, integrating them into assurance recommendations to drive continuous improvement. Performance Measures: Stakeholder feedback on the forward-looking value and applicability of recommendations.

Experience:

• Minimum of 7–8 years in internal audit or second line assurance roles within multinational asset management, mutual fund, or investment management organisations.
• Experience in compliance, investment operations, or sustainability risk is preferred.
• Prior exposure to data-driven auditing is highly desirable.

Technical Skills:

• In-depth knowledge of fund management processes including investment and dealing, trade compliance, sales and marketing, and financial crime (AML, anti-bribery and corruption, fraud, and sanctions).
• Strong understanding of risk management, internal controls, compliance, and relevant auditing standards.
• Excellent written and verbal communication skills, with the ability to clearly present technical concepts to non-specialist audiences.
• Analytical and strategic thinker with strong attention to detail.
• Proactive and innovative mindset, committed to continuous improvement and best practices.
• Team-oriented, collaborative, and adaptable to changing environments.

Prior experience in a regional or head office setting is advantageous.

Your application will include the following questions:

• Which of the following statements best describes your right to work in Malaysia?
• What's your expected monthly basic salary?
• How many years' experience do you have as an Assurance Manager?
• How many years' experience do you have as a Risk and Compliance Manager?
• How many years of asset management experience do you have?