Regulatory Compliance Specialist — AML/CFT & Reporting

Kenanga Investment Bank Berhad

Kuala Lumpur

On-site

MYR 60,000 - 90,000

Full time

6 days ago

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Job summary

Kenanga Investment Bank Berhad is seeking an Associate, Regulatory Compliance to support the firm's compliance program and regulatory obligations in a fast-paced financial environment in Kuala Lumpur. You will contribute to AML/CFT, regulatory reporting, investigations, and control monitoring across business units.

The role requires a solid grounding in regulatory frameworks, strong analytical skills, and the ability to communicate effectively with stakeholders.

Qualifications

Bachelor's Degree in Law, Compliance, Finance, Business Administration, Accounting, Economics or related field.
Professional certification in Compliance, AML/CFT or Financial Crime Compliance is an added advantage.
Minimum 2-4 years of experience in regulatory compliance, FCC, AML/CFT, risk management, audit or related function.

Responsibilities

Execute regulatory compliance tasks and ensure accuracy and adherence to regulatory requirements prior to submission.
Prepare and submit monthly, quarterly, and annual compliance reports, regulatory submissions, and correspondence for management review.
Conduct regulatory gap assessments and recommend corrective actions.
Develop, review, and update compliance policies, procedures, and frameworks.
Review marketing, promotional, and communication materials to ensure compliance with regulatory and internal requirements.
Maintain the Compliance Monitoring Programme (CMP) and documentation of findings.
Assist in managing regulatory enquiries, inspections, and information requests.