Executive, Compliance (QA Analyst)

Tranglo; Kuala Lumpur; On-site; MYR 150,000 - 200,000; Full time

Job summary

A leading compliance firm in Kuala Lumpur is seeking a Compliance Executive to perform quality reviews on KYC files and support compliance training. The ideal candidate has 1-2 years of relevant experience and strong analytical skills. This junior role offers a salary range of RM3200 to RM5,000.

Qualifications

• 1-2 years of experience in Compliance, AML/CFT/CPF, or Quality Assurance preferred.
• Good understanding of AML/CFT/CPF concepts, CDD, and transaction monitoring.
• Excellent written and verbal communication skills.

Responsibilities

• Perform quality reviews on KYC files and transaction monitoring alerts.
• Identify gaps and recommend corrective actions.
• Document findings and support QA summary reports.

Skills

Analytical skills

Problem-solving skills

Attention to detail

Communication skills

Data analysis tools

Tools

Microsoft Excel

Job description

Role And Responsibilities

• Perform quality reviews on Know Your Customer (KYC) files, screening results, and transaction monitoring alerts to ensure compliance with AML/CFT/CPF policies and procedures.
• Identify gaps, inconsistencies, or errors in review processes and recommend corrective actions.
• Document findings clearly and support the preparation of Quality Assurance (QA) summary reports and performance statistics.
• Assist in user testing for new compliance systems, rule updates, or workflow enhancements.
• Coordinate with KYC and Transaction Monitoring teams to verify QA findings and track remediation actions.
• Support compliance training and process improvements based on recurring QA observations.
• Maintain accurate QA documentation and contribute ideas for continuous process enhancement.

Qualifications & Requirements

• 1-2 years of experience in Compliance, AML/CFT/CPF, or Quality Assurance preferred (fresh graduates with internship experience are encouraged to apply).
• Good understanding of AML/CFT/CPF concepts, customer due diligence (CDD), and transaction monitoring.
• Strong analytical and problem-solving skills with attention to detail.
• Excellent written and verbal communication skills.
• Proficient in Microsoft Excel and data analysis tools.

Compliance Executive

Level: Junior
Dept: Compliance
Team: QA
Location: Bangsar South, KL (Accessible by LRT Kerinchi)
Range: RM3200 - RM5,000