Compliance Program Lead

Hong Leong Asset Management; Petaling Jaya; On-site; MYR 80,000 - 120,000; Full time

Job summary

A financial services company in Petaling Jaya is looking for a Compliance Officer to assist in developing and managing compliance programs. The role requires a Bachelor's degree in Finance, Business Studies, Law, or equivalent, along with a minimum of 7 years in compliance, ideally within the unit trust industry. Responsibilities include training staff on compliance matters, preparing reports, and ensuring adherence to regulatory requirements. Strong analytical and communication skills are essential for this position.

Qualifications

• Minimum 7 years relevant experience in compliance, preferably in unit trust.
• Well-versed with capital market industry regulations.
• Professionally competent to assess industry rules.

Responsibilities

• Assist the Head of Compliance in training staff on compliance matters.
• Prepare compliance reports for internal and external communications.
• Manage effective compliance risk and ensure adherence to the Compliance Policy.
• Advise management on compliance regulatory requirements.
• Serve as contact point for regulators and internal compliance queries.
• Conduct compliance reviews according to stipulated timelines.

Skills

Analytical skills

Communication skills

Report writing skills

Education

Bachelor Degree in Finance, Business Studies, Law or equivalent

Job description

A financial services company in Petaling Jaya is looking for a Compliance Officer to assist in developing and managing compliance programs. The role requires a Bachelor's degree in Finance, Business Studies, Law, or equivalent, along with a minimum of 7 years in compliance, ideally within the unit trust industry. Responsibilities include training staff on compliance matters, preparing reports, and ensuring adherence to regulatory requirements. Strong analytical and communication skills are essential for this position.