Compliance Executive at SMJ Teratai Sdn Bhd

SMJ Teratai Sdn Bhd; Johor Bahru; In loco; MYR 33.000 - 39.000; Tempo pieno

Vantaggi offerti da questo lavoro

Free parking

Maternity leave

Opportunities for promotion

Professional development

Descrizione del lavoro

SMJ Teratai Sdn Bhd in Johor Bahru is seeking a Compliance Executive for on-site, full-time work. The role focuses on daily compliance monitoring, CDD/EDD review, and investigation of suspicious activities to support AML/CFT/CPF controls.

You will coordinate with branches and internal teams, prepare findings and recommendations, and assist in audits and regulatory requests. Strong communication in English/Malay is preferred.

Competenze

• Bachelor's degree in a relevant field is required.
• At least 2 years of AML/CFT/CPF experience is required.
• Experience with CDD/EDD reviews and regulatory compliance is essential.

Mansioni

• Perform daily compliance monitoring and review transactions for AML/CFT risks.
• Review CDD/EDD information to ensure completeness and adequacy.
• Conduct investigations and prepare findings for Head of Compliance review.
• Liaise with branches, agents, and internal teams for information.
• Prepare compliance and management reports; support internal audits and reviews.
• Assist in STR submissions and ongoing monitoring of high-risk customers.

Conoscenze

AML/CFT

CDD/EDD

Compliance monitoring

Investigation

Stakeholder liaison

Formazione

Bachelor's degree

Strumenti

UAT

Descrizione del lavoro

Apply for Compliance Executive at SMJ Teratai Sdn Bhd in Johor Bahru, M01, MY.

This Full time on site position offers great opportunities for career growth.

Perform daily compliance monitoring and review customer transactions to identify unusual or suspicious activities, transaction patterns, and potential AML/CFT/CPF risks. Review Customer Due Diligence (CDD) and Enhanced Due Diligence (EDD) information to ensure customer profiles, source of funds, purpose of transactions, and supporting documents are complete, accurate, and adequate. Conduct further investigation and assessment on customers or transactions identified through transaction monitoring, internal referrals, screening alerts, or other compliance review processes. Liaise with branches, agents, and relevant internal departments to obtain additional information or supporting documents required for compliance review and investigation. Prepare clear and comprehensive investigation findings, compliance assessments, and recommendations for review and decision by the Head of Compliance. Assist in identifying potentially suspicious transactions or activities and elevate cases for consideration of Suspicious Transaction Report (STR) submission in accordance with the Company's internal procedures. Monitor customers identified as high-risk or placed under Compliance monitoring and ensure appropriate follow-up actions are completed within the required timeframe. Ensure compliance reviews, investigations, findings, supporting documents, and follow-up actions are properly documented and maintained with an appropriate audit trail. Assist in preparing daily, monthly, and ad-hoc Compliance monitoring reports, management reports, statistics, and analysis. Assist in internal audits, regulatory examinations, compliance reviews, risk assessments, and information requests from Management or regulatory authorities. Support the implementation and enhancement of Compliance policies, procedures, systems, controls, and monitoring processes. Participate in User Acceptance Testing (UAT), system enhancement, data remediation, and other Compliance-related projects as assigned. Maintain strict confidentiality and integrity when handling customer information, investigation records, STR-related information, and other sensitive Compliance matters. Perform any other Compliance-related tasks, projects, or duties assigned from time to time by the Head of Compliance or the Company's Management.

Pay:

RM3,000.00 - RM3,500.00 per month

Benefits:

• Free parking
• Maternity leave
• Opportunities for promotion
• Professional development

Application Question(s):

Notice Period Expected Salary

Education:

Bachelor's (Required)

Experience:

AML/CFT/CPF: 2 years (Required)

Language:

English (Preferred) Malay (Preferred)

License/Certification:

Driving Lisence (Preferred)

Willingness to travel:

25% (Preferred)

Work Location:

In person