Wealth Regulatory Reporting Operations AVP

Citi; Pune District; On-site; INR 1,200,000 - 1,800,000; Full time

Job summary

Citi in Pune, India seeks a Senior Analyst for Non-Financial Regulatory Reporting Operations. You will oversee the reporting process, ensure timely submissions, and support controls, audits, and process improvements.

You will collaborate with Risk, Compliance, and Tech partners, coach juniors, and drive automation initiatives to strengthen the control environment.

Qualifications

• 5-8 years of experience in Operations, preferably regulatory reporting.
• Solid experience in transactional regulatory reporting and understanding of controls.
• Experience working with stakeholders in a cross-functional environment.
• Hands-on data automation and analytics tools (Xceptor, Alteryx) and AI prompts knowledge.
• Strong analytical and problem-solving skills.
• MS Project, Excel, Visio, PowerPoint, SharePoint proficiency.
• Experience coaching junior staff.

Responsibilities

• Oversee non-financial regulatory reporting deliverables and control framework.
• Validate post-submission data and coordinate issue remediation.
• Prepare and submit complex reports across jurisdictions and products.
• Drive process improvements and document requirements for system enhancements.
• Support audits, exams, and internal assurance activities.
• Coach junior analysts and escalate issues when needed.

Skills

Regulatory reporting

Data automation

Stakeholder management

Audit support

Governance

Xceptor

Alteryx

MS Excel

MS Project

Visio

PowerPoint

SharePoint

Coaching juniors

AI prompt development

Education

Bachelor's degree in Finance/Accounting/Business

Tools

Xceptor

Alteryx

Job description

Job Description:

The Non-Financial Regulatory Reporting Operations Senior Analyst is a seasoned professional who provides oversight of non-financial regulatory reporting deliverables, maintaining a strong control environment. The Senior Analyst ensures accurate and timely submissions by monitoring workflows, supporting the remediation of identified issues, and facilitating root cause analyses. Role to assist in maintaining and enhancing the reporting control framework, performing reviews of controls and KPIs, and support the team's response to audits, regulatory exams, and internal assurance activities. The Senior Analyst promotes process improvement, supports automation opportunities, and is responsible for coaching junior team members, bridging the gap between operational execution and leadership.

Key Responsibilities

• Reporting & Execution:

  • Perform advanced post-submission validation and analysis to identify and resolve issues related to regulatory reporting.

  • Prepare and submit complex non-financial regulatory reports for various jurisdictions and products, ensuring accuracy, completeness, and timeliness.

  • Act as a primary point of contact for coordination with partner units for exceptions and clarifications pertaining to identified issues.

  • Analyze regulatory reporting processes from front to back to identify gaps and improvement opportunities.

• Process Improvement & Projects:

  • Execute assigned elements of the roadmap to improve regulatory reporting operations by streamlining processes, mitigating risks, and enhancing documentation.

  • Drive projects and process improvements, anticipating future regulatory changes and supporting operational alignment within assigned areas.

  • Develop Business Requirements for system-related enhancements and participate in the end-to-end management of their implementation.

• Control & Documentation:

  • Oversee and enhance the control framework for assigned reports, including MCA, audits, and procedure updates.

  • Ensure the completeness of the reporting inventory for their assigned areas by maintaining up-to-date records.

  • Participate in internal and external audit reviews, providing analysis and documentation as required.

  • Serve as an escalation point for junior analysts and contribute to internal training initiatives.

  • Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.

• Stakeholder & Governance Support:

  • Participate in regulatory report design reviews with Product and ICRM stakeholders, providing detailed input on data and process requirements.

  • Collaborate with Risk, Compliance, and Technology partners to support integrated reporting solutions.

  • Prepare materials and participate in governance forums to provide updates on specific reports or issues.

  • Prepare information and draft communications for routine regulatory matters as required.

Qualifications

• 5-8 years of experience in Operations, preferably in a regulatory reporting space.

• Solid experience in transactional regulatory reporting and a deep understanding of operational processes and controls.

• Proven experience working with business stakeholders within a cross-functional matrix environment.

• Hands-on experience with data automation and analytics tools (e.g., Xceptor, Alteryx) is a significant plus; an understanding of prompt development for AI tools is desirable.

• Strong analytical, critical thinking, and problem-solving skills.

• Proficiency with MS Project, Excel, Visio, PowerPoint, and SharePoint, with experience presenting to stakeholders.

• Experience working both independently and in a team-oriented, collaborative environment, with experience in coaching junior staff.

• Proficiency in data automation and transformation tools such as Xceptor and Alteryx is highly desirable. Understanding of prompt development for AI tools.

Education

• Bachelor's/University degree or equivalent experience in Finance, Accounting, Business, or a related field. A Master's degree is a plus

Job Family Group

Operations - Transaction Services

Job Family

Securities and Derivatives Processing

Time Type

Full time

Most Relevant Skills

Please see the requirements listed above.

Other Relevant Skills

For complementary skills, please see above and/or contact the recruiter.

Citi is an equal opportunity employer, and qualified candidates will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other characteristic protected by law.

If you are a person with a disability and need a reasonable accommodation to use our search tools and/or apply for a career opportunity review Accessibility at Citi. View Citi’s EEO Policy Statement and the Know Your Rights poster.