Team Member-Process And Compliance_Digital Banking Kotak 811_0434_1419_1094576

Kotak Mahindra Bank; Mumbai; Vor Ort; INR 700.000 - 1.100.000; Vollzeit

Zusammenfassung

Kotak Mahindra Bank is seeking a qualified professional for the role of Compliance Auditor in Mumbai. The incumbent will participate in risk assessment, drive the audit function, and finalize audit reports within budget, focusing on product, vendor, and process compliance.

Key duties include enforcing an effective compliance program, vendor onboarding and risk assessment, preparing analytical audit reports, and recommending improvements to strengthen internal controls under RBI guidelines.

Qualifikationen

• CA with MBA or equivalent professional qualification.
• 2–5 years of relevant work experience.

Aufgaben

• Manages and enforces an effective legal/ Product and agreement compliance program that is in line with product and bank wide.
• Vendor onboarding, risk assessment and audit
• Expands and reviews of outsourced vendors and timely submission of vendor reports to internal department.
• Prepare reports by collecting, analysing, and summarizing internal product Audit
• Completes audit and recommendations by documenting audit findings.
• Recommends the management team on the current product compliance with laws and regulations through elaborated reports.
• Timely submission of synopsis of the audit reports (for the areas audited during the period).
• Ensures compliance with regulations and controls by examining and analysing records, reports, operating practices, and documentation; and recommending opportunities to strengthen the internal control structure.
• Verifies the ongoing process against updated guidelines
• Monitoring of critical process to assess if guidelines are being adhered to.

Kenntnisse

Regulatory knowledge

Communication skills

Prioritization

Multi-tasking

Ausbildung

Chartered Accountant (CA) with MBA

Jobbeschreibung

Job Description:

Department Digital Banking- Kotak 811 Regional sales

Team Member – Process and Compliance

Role Location BKC Mumbai

Deputy manager/ Manager

Grade Compliance Auditor Job Responsibilities:

The Compliance Audit function participates in the Risk assessment for the product, vendor & processes that are under Audit. The motive is to drive the audit functions and executing the Audit area with in the stipulated budget frame. The SPOC will work upon Process Improvement, bringing out irregularities basis RBI guidelines and finalise the audit report.

Key Responsibilities:

• Manages and enforces an effective legal/ Product and agreement compliance program that is in line with product and bank wide.
• Vendor on boarding, risk assessment and audit
• Expands and reviews of outsourced vendors and timely submission of vendor reports to internal department.
• Prepare reports by collecting, analysing, and summarizing internal product Audit
• Completes audit and recommendations by documenting audit findings.
• Recommends the management team on the current product compliance with laws and regulations through elaborated reports.
• Timely submission of synopsis of the audit reports (for the areas audited during the period).
• Ensures compliance with regulations and controls by examining and analysing records, reports, operating practices, and documentation; and recommending opportunities to strengthen the internal control structure.
• Verifies the ongoing process against updated guidelines
• Monitoring of critical process to assess if guidelines are being adhered to.

Role Proficiencies:

Knowledge of relevant regulatory guidelines and processes. Good communication (both verbal and written) and inter personal skills Ability to prioritize and make decisions in a fast-paced environment Ability to manage multiple task/ projects and deadlines simultaneously.

Qualifications and Skills:

• CA with additional professional qualification such as MBA.
• 2—5 Years of relevant work experience.