Team Lead - Regulatory Audit

Forward; Navi Mumbai, Thane; On-site; INR 6,75,000 - 9,00,000; Full time

Job description

Role & responsibilities

• Collate/Maintain catalogue of regulatory requirements applicable to Internal Audit (IA) function
• Ascertain the actionable for IA function and Assess IAs compliance with regulatory requirements/expectations
• Assess IA’s readiness for regulatory inspections
• Handle/Manage regulator’s asks from IA function during inspections coordinating with Compliance function as IA’s SPOC
• Manage/Execute snap audits on new/key regulations to assess organisation’s compliance with regulatory requirements
• Identify triggers / risk hotspots related to compliance risk
• Conduct unplanned audit reviews based on directives received from regulators, board committees
• Identify and develop automated tests for continuous control monitoring to assess compliance with regulatory requirements
• Engage actively and proactively with stakeholders both within and outside internal audit function
• Continuous development of self and the team through regular learning and sharing of knowledge / best practices.