SOX Compliance Analyst

R3 Consultant; Pune District; On-site; INR 800,000 - 1,200,000; Full time

Benefits offered by this job

Professional development opportunities

Flexible working hours

Job summary

A consulting firm based in Pune is seeking a SOX Compliance Analyst to oversee the execution of Sarbanes-Oxley compliance processes. The role involves managing control documentation, evaluating internal controls, and coordinating audits. A candidate should have a Bachelor's degree in Accounting and at least 3 years of relevant experience. The position demands strong planning skills and advanced proficiency in Excel.

Qualifications

• 3+ years of experience in general ledger accounting, external reporting, or internal audit.
• Proven experience with SOX Compliance or Public Accounting.
• Comprehensive knowledge of SOX-related auditing standards.

Responsibilities

• Prepare annual SOX 404 documentation and risk assessments.
• Coordinate with management on process control updates.
• Document the annual SOX 404 plan and support audits.
• Ensure compliance with COSO 2013 framework.

Skills

GAAP knowledge

SOX Compliance

Advanced Excel

Interpersonal skills

Problem-solving abilities

Education

Bachelor’s degree in Accounting

Tools

Oracle Cloud

Blackline

Workiva

Job description

The SOX Compliance Analyst will oversee the execution of the company’s Sarbanes-Oxley (SOX) Section 404 compliance processes.

This role involves preparing risk assessments, managing control documentation, evaluating internal controls’ effectiveness, and coordinating audits with internal and external stakeholders.

The position requires a solid understanding of financial systems, controls testing, IT accounting, and general ledger functions.

Responsibilities

• Prepare annual SOX 404 documentation, including financial statement mapping, risk assessments, and scoping processes.
• Coordinate with management on process control updates and ensure the identification of key controls.
• Document the annual SOX 404 plan and support audits performed by Internal Audit.
• Implement COSO 2013 framework compliance, addressing gaps in internal controls and documentation.
• Facilitate evaluations and testing of entity-level, project, and review-level controls.
• Oversee preparation of control documentation, including Risk and Control Matrices, narratives, and flowcharts.
• Assist management with Entity Level Controls documentation and identify efficient audit approaches.
• Evaluate control deficiencies and monitor corrective actions to ensure timely remediation.
• Collaborate with external auditors and address issues promptly.
• Participate in year-end audits, quarterly reviews, and ITGC evaluations.
• Recommend process improvements for IT accounting systems and general accounting functions.
• Handle special projects requiring advanced Excel and Word skills, including data manipulation and documentation.

Skills and Qualifications

Technical Skills

• Bachelor’s degree in Accounting (CPA or CPA candidate preferred).
• 3+ years of experience in general ledger accounting, external reporting, or internal audit.
• Proven experience with SOX Compliance or Public Accounting.
• Comprehensive knowledge of GAAP and SOX-related auditing standards (AS5, AS 2201, AS 2605).
• Advanced proficiency in Office 365 (Excel: VLOOKUP, Pivot Tables) and flowcharting tools.
• Experience with Oracle Cloud, Blackline, and Workiva preferred.

Soft Skills

• Strong planning, organizational, and communication skills.
• Excellent interpersonal and problem-solving abilities.
• Attention to detail, accuracy, and ability to work under deadlines.
• Self-motivated, adaptable, and a team player.

Behavioral Attributes

• Demonstrates initiative, dependability, and accountability.
• Supports company goals and policies while maintaining respectful communication with teammates.