Securities & Derivatives Manager – C12 – PUNE

Citi; Pune District; On-site; INR 1,200,000 - 2,400,000; Full time

Job summary

Citi in Pune, India, seeks a Securities & Derivatives Manager to lead a team responsible for processing securities and derivatives transactions originating from trading desks and branches, coordinating with Operations – Transaction Services to ensure seamless delivery.

The role requires 5–8 years of relevant experience, Series 7/9/10/63 licenses, and a Bachelor’s degree; strong analytical, risk awareness and leadership skills are essential to mentor staff and maintain regulatory compliance.

Qualifications

• 5–8 years of relevant experience in securities processing.
• Experience with derivatives settlement and risk controls.
• Strong written and verbal communication skills.

Responsibilities

• Execute securities transaction processing related to Securities Clearance Settlement and Derivative Operations.
• Formulate procedures and develop techniques to increase team productivity and meet performance goals.
• Serve as analytical expert and first escalation point for staff and clients.
• Escalate control gaps to senior management as needed.
• Identify control gaps during settlement cycle and implement solutions to mitigate risk.
• Analyze data to identify control deficiencies and resolve issues.
• Advise new/junior staff.
• Assess risk in business decisions and ensure compliance with laws and Citi policies.

Skills

Securities processing

Derivatives

Team leadership

Risk assessment

Regulatory compliance

Education

Bachelor's Degree

Tools

Series 7/9/10/63 licenses

Job description

The Securities & Derivatives Manager is an intermediate management level position responsible for providing full leadership and direction to a team of employees in an effort to process orders and transactions originating from trading desks and branch offices in coordination with the Operations – Transaction Services team. The overall objective of this role is to ensure the seamless delivery of securities and derivatives transactions.

Responsibilities

• Execute securities transaction processing related to Securities Clearance Settlement and Derivative Operations
• Formulate procedures, techniques and contribute to the development of new techniques that increase team productivity, ensuring entire team meets or exceeds performance goals
• Serve as an analytical and procedural expert, and as first point of escalation for staff members, management and internal/external clients
• Escalate control gaps and issues to senior management as needed
• Identify control gaps during settlement cycle and implements appropriate solutions to mitigate any risk or control losses
• Analyze data to identify control deficiencies and resolve discovered issues through implementing appropriate procedures
• Act as an advisor to new/junior staff
• Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm’s reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency, as well as effectively supervise the activity of others and create accountability with those who fail to maintain these standards.

Qualifications

• 5-8 years of relevant experience
• Required licensing/registration: Series 7, Series 9, Series 10, Series 63
• Experience in a securities transactions processing role
• In-depth knowledge of settlement cycle concepts and procedures to resolve settlement issues
• Previous people management experience
• Consistently demonstrates clear and concise written and verbal communication skills

Education

• Bachelor’s Degree/University degree or equivalent experience

This job description provides a high-level review of the types of work performed. Other job-related duties may be assigned as required.

Job Family Group: Operations – Transaction Services

Job Family: Securities and Derivatives Processing

Time Type: Full time

Most Relevant Skills Please see the requirements listed above.

Other Relevant Skills For complementary skills, please see above and/or contact the recruiter.

Citi is an equal opportunity employer, and qualified candidates will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other characteristic protected by law. If you are a person with a disability and need a reasonable accommodation to use our search tools and/or apply for a career opportunity review Accessibility at Citi. View Citi’s EEO Policy Statement and the Know Your Rights poster.