Securities & Derivatives Manager - C12 - MUMBAI

Citi; Mumbai; On-site; INR 1,200,000 - 2,000,000; Full time

Job summary

Citi is seeking an intermediate-level Securities & Derivatives Manager in Mumbai to lead a team delivering securities and derivatives transactions. You will oversee processing tied to securities clearance settlements and derivative operations, ensuring accuracy and timely delivery.

The role emphasizes risk awareness, escalation of control gaps, and development of procedures to enhance productivity while maintaining strict regulatory adherence. Previous people management experience is required.

Qualifications

• 5-8 years of relevant experience.
• Licensing/registration: Series 7, Series 9, Series 10, Series 63.
• Experience in a securities transactions processing role.
• In-depth knowledge of settlement cycle concepts and procedures.

Responsibilities

• Execute securities transaction processing related to Securities Clearance Settlement and Derivative Operations.
• Formulate procedures and contribute to development of new techniques to increase team productivity and ensure performance goals.
• Serve as an analytical and procedural expert and first point of escalation for staff and clients.
• Escalate control gaps and issues to senior management as needed.
• Identify control gaps during settlement cycle and implement solutions to mitigate risk.
• Analyze data to identify control deficiencies and resolve issues with procedures.
• Act as advisor to new/junior staff.
• Assess risk in business decisions and ensure compliance with laws and regulations, guiding accountability and supervision.

Skills

People management

Communication skills

Education

Bachelor’s Degree/University degree

Tools

Licensing: Series 7, Series 9, Series 10, Series 63

Job description

• Previous people management experience

The Securities & Derivatives Manager is an intermediate management level position responsible for providing full leadership and direction to a team of employees in an effort to process orders and transactions originating from trading desks and branch offices in coordination with the Operations - Transaction Services team. The overall objective of this role is to ensure the seamless delivery of securities and derivatives transactions.

Responsibilities

• Execute securities transaction processing related to Securities Clearance Settlement and Derivative Operations


• Formulate procedures, techniques and contribute to the development of new techniques that increase team productivity, ensuring entire team meets or exceeds performance goals


• Serve as an analytical and procedural expert, and as first point of escalation for staff members, management and internal/external clients


• Escalate control gaps and issues to senior management as needed


• Identify control gaps during settlement cycle and implements appropriate solutions to mitigate any risk or control losses


• Analyze data to identify control deficiencies and resolve discovered issues through implementing appropriate procedures


• Act as an advisor to new/junior staff


• Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency, as well as effectively supervise the activity of others and create accountability with those who fail to maintain these standards.

Qualifications

• 5-8 years of relevant experience


• Required licensing/registration: Series 7, Series 9, Series 10, Series 63


• Experience in a securities transactions processing role


• In-depth knowledge of settlement cycle concepts and procedures to resolve settlement issues


• Previous people management experience


• Consistently demonstrates clear and concise written and verbal communication skills

Education

• Bachelor’s Degree/University degree or equivalent experience

This job description provides a high-level review of the types of work performed. Other job-related duties may be assigned as required.

Job Family Group

Operations - Transaction Services

Job Family

Securities and Derivatives Processing

Time Type

Full time

Most Relevant Skills

Please see the requirements listed above.

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