Sec& Derivatives Lead Analyst – C13 – MUMBAI

Citi; Mumbai; On-site; INR 2,500,000 - 4,000,000; Full time

Job summary

Citi in Mumbai is seeking a Sec & Derivatives Lead Analyst to manage end-to-end processing, clearance, settlement and investigations for client securities and derivatives. You will coordinate with Operations – Transaction Services to ensure regulatory compliance and optimal processing efficiency.

The role requires senior-level expertise in securities/derivatives processing, strong governance, and leadership to mentor junior staff while driving continuous improvement in risk controls and service

Qualifications

• 6–10 years of relevant experience in securities and derivatives processing.
• Subject matter expert in at least one area of securities and derivatives processing.
• Advanced knowledge of hedge funds activities including NAV calculation, corporate actions, cash and holdings reconciliation, and pricing.
• Strong written and verbal communication skills.

Responsibilities

• Identify project resources, monitor work and budget, and mitigate risks.
• Ensure satisfactory completion of daily project operations in backing of existing and new clients, including all regulatory requirements.
• Develop, implement and track KPIs (key performance indicator) and SLAs (service level agreement) for the group.
• Recommend and implement new systems and enhancements to securities processing procedures.
• Provide an in-depth analysis and develop solutions to issues related to securities processing or hedge fund activities.
• Conduct discovery and due diligence activities with clients to meet their needs.
• Assess service quality and identify areas for improvement.
• Advise and coach new/lower level personnel.
• Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm’s reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.

Skills

Securities processing

Derivatives processing

Hedge funds

Regulatory compliance

Communication skills

Education

Bachelor’s Degree

Master’s degree preferred

Job description

The Sec & Derivatives Lead Analyst is a senior level position responsible for processing orders and transactions originating from trading desks and branch offices in coordination with the Operations – Transaction Services team. The overall objective of this role is to facilitate the clearance, settlement and investigation of client securities and derivatives transactions.

Responsibilities:

• Identify project resources, monitor work and budget, and mitigate risks v
• Ensure satisfactory completion of daily project operations in backing of existing and new clients, including all regulatory requirements
• Develop, implement and track appropriate KPIs (key performance indicator) and SLAs (service level agreement) for the group
• Recommend and implement new systems and enhancements to securities processing procedures
• Provide an in-depth analysis and develop solutions to issues related to securities processing or hedge fund activities
• Conduct discovery and due diligence activities with clients to meet their needs
• Assess service quality and identify areas for improvement
• Advise and coach new/lower level personnel
• Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm’s reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.

Qualifications:

• 6-10 years of relevant experience
• Subject matter expert in at least one area of Securities and Derivatives processing
• Advanced knowledge of hedge funds activities including calculation of Net Asset value (price), recording of corporate actions, reconciling cash and holdings, and pricing of securities
• Consistently demonstrates clear and concise written and verbal communication skills

Education:

• Bachelor’s Degree/University degree or equivalent experience
• Master’s degree preferred

This job description provides a high-level review of the types of work performed. Other job-related duties may be assigned as required.

Job Family Group: Operations – Transaction Services

Job Family: Securities and Derivatives Processing

Time Type: Full time

Most Relevant Skills Please see the requirements listed above.

Other Relevant Skills For complementary skills, please see above and/or contact the recruiter.

Citi is an equal opportunity employer, and qualified candidates will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other characteristic protected by law. If you are a person with a disability and need a reasonable accommodation to use our search tools and/or apply for a career opportunity review Accessibility at Citi. View Citi’s EEO Policy Statement and the Know Your Rights poster.