Regulatory Senior – BSA Compliance

Elliott Davis; Bengaluru; Hybride; INR 1 200 000 - 1 800 000; Plein temps

Avantages offerts par ce poste

Hybrid work after onboarding

Résumé du poste

Elliott Davis is seeking an AML Senior in Bengaluru to support the Financial Services Group with independent assessments of AML frameworks and controls. The role emphasizes analytical and compliance-focused work across AML functions.

You will evaluate monitoring, SAR/CTR processes, and EDD/CIP documents, while staying current with regulatory changes. This hybrid role offers opportunities for growth within a collaborative team.

Qualifications

• 3–6 years of AML experience in a bank, consulting firm, or financial services institution.
• Familiarity with BSA, USA PATRIOT Act, and FinCEN guidelines.
• Strong organizational and documentation skills.
• Proficiency in MS Office Suite and compliance platforms.
• CAMS certification is highly desirable.

Responsabilités

• Evaluate client controls related to Transaction Monitoring, SARs, and CTRs.
• Assist AML-focused audit procedures including EDD, CIP, and Beneficial Ownership.
• Evaluate BSA/AML models to ensure system alignment and proper operation.
• Support audit documentation and reporting related to AML controls and risks.
• Research new regulatory developments related to AML compliance.
• Recommend improvements to policies and procedures to align with best practices.
• Collaborate with team members to provide AML risk insights during audits.
• Perform additional duties within the practice scope.

Connaissances

AML Compliance

Regulatory knowledge

Data analysis

Documentation

MS Office

Excel

Description du poste

At Elliott Davis, our mission is to make a positive impact on our clients, our people, and our communities. We are committed to elevating every experience through a culture of care, collaboration, and continuous growth. Guided by our core values—Do the Right Thing, Service to Others, Mutual Respect, Always Getting Better, and Quality—we create opportunities for talented professionals to thrive

About the Opportunity

The AML Senior will demonstrate an analytical and compliance-focused approach working with the Financial Services Group (FSG) within the Audit Practice. The Senior will support financial institutions by providing independent assessments of AML compliance frameworks and controls through structured audit support.

What You'll Do

• Evaluate client controls related to Transaction Monitoring, Suspicious Activity Reporting (SARs), and Currency Transaction Reporting (CTRs).
• Assist in the execution of AML-focused audit procedures, including reviews of Enhanced Due Diligence (EDD), Customer Identification Programs (CIP), and Beneficial Ownership documentation.
• Evaluate multiple BSA/AML models to assist our clients with the complexities of the model and ensure the system is running as intended.
• Support audit documentation and reporting related to AML controls and risks.
• Research and analyze new regulatory developments related to AML compliance.
• Help evaluate the effectiveness of policies and procedures, making recommendations to improve alignment with industry best practices.
• Partner with team members to provide insight into AML-related risks during broader audit engagements.
• Other duties as assigned within the scope of the practice.

What We're Looking For

• 3–6 years of AML experience in a bank, consulting firm, or financial services institution.
• Familiarity with the Bank Secrecy Act (BSA), USA PATRIOT Act, and relevant FinCEN guidelines.
• Strong organizational and documentation skills.
• Proficiency in Microsoft Office Suite and compliance platforms.
• CAMS (Certified Anti-Money Laundering Specialist) certification is highly desirable
• Strong understanding of core BSA/AML concepts, including:
• Suspicious Activity Reporting (SAR)
• Currency Transaction Reporting (CTR)
• Customer Identification Program (CIP)
• Enhanced Due Diligence (EDD)
• OFAC compliance
• Funds Transfers and 314(a) and 314(b)
• Experience reviewing documentation, conducting testing, identifying exceptions, and preparing written workpapers or reports.
• Strong analytical and critical thinking skills.
• Ability to work independently with limited supervision and manage multiple assignments simultaneously.
• Proficiency in Excel, Word, and working with large volumes of data.

Why Join Us?

• Collaborative, people-first culture focused on professional development.
• Career advancement and leadership opportunities.
• Hybrid work flexibility after onboarding and training period