Principal Officer – PMS

The Corporate Institute; Mumbai; On-site; INR 5,000,000 - 7,000,000; Full time

Job summary

The Corporate Institute in Mumbai is seeking a Principal Officer for PMS with 8-12 years of experience to lead the PMS function and ensure full SEBI compliance across the investment process.

You will oversee portfolio strategy, execution and performance, supervise decisions, and coordinate with compliance, legal, operations and client services to drive growth.

Qualifications

• Candidate must hold relevant finance, law, accountancy or business management qualifications.
• NISM PM certification is preferred.
• CFA charter or equivalent recognized certification is acceptable.

Responsibilities

• Act as Principal Officer under SEBI PMS regulations.
• Ensure regulatory compliance and liaise with SEBI and regulators.
• Oversee portfolio strategy, execution and performance monitoring.
• Supervise investment decisions and guide PMS team.
• Collaborate with compliance, legal, operations and client services.
• Represent the firm in client discussions and investment committees.
• Develop and execute the fund's investment strategy in alignment with goals.
• Monitor market trends to identify opportunities and risks.
• Oversee real estate asset performance to maximize returns and mitigate risk.

Skills

Capital markets expertise

SEBI regulations knowledge

Leadership & stakeholder management

Education

CFA Charter

NISM Series-XXI-B: Portfolio Manager Certification

Post Graduate Program in Securities Market (Portfolio Management) from NISM

Job description

Principal Officer - PMS (8-12 yrs)

We are looking to appoint a qualified and experienced professional as Principal Officer under the SEBI (Portfolio Managers) Regulations. The ideal candidate will be responsible for leading the Portfolio Management Services (PMS) function, ensuring full compliance with SEBI guidelines, and managing the end-to-end investment process.

Key Responsibilities:

• Act as the Principal Officer under SEBI (Portfolio Managers) Regulations.
• Ensure regulatory compliance and maintain liaison with SEBI and other regulators.
• Oversee portfolio strategy, execution, and performance monitoring.
• Supervise investment decisions and guide the portfolio management team.
• Collaborate with compliance, legal, operations, and client servicing functions.
• Represent the firm in client discussions and internal investment committees.
• Develop and execute the fund's investment strategy in alignment with organizational goals.
• Monitor market trends to identify investment opportunities and risks
• Oversee the performance of real estate assets to maximize returns and mitigate risks

Qualifications (any one of the following):

• Professional qualification in finance, law, accountancy, or business management from a recognized university/institution or
• Post Graduate Program in Securities Market (Portfolio Management) from NISM (minimum 1-year duration) or
• CFA Charter from the CFA Institute.

Experience:

• Minimum 5 years in securities market activities (portfolio manager, stock broker, investment advisor, research analyst, or fund manager).
• At least 2 years in portfolio management, investment advisory, or related fund management areas.
• Candidates with 5+ years in a similar role will be preferred.

Mandatory Certification:

• NISM Series-XXI-B: Portfolio Manager Certification

Skills:

• Strong understanding of capital markets and SEBI regulations.
• Excellent communication and leadership skills.
• Strategic thinking with a compliance-first approach.

Remuneration:

• As per industry standards and candidate profile

Why Join Us:

• Opportunity to play a key role in driving the growth and success of a leading asset management company.
• Competitive salary and performance-based incentives.
• Dynamic and collaborative work environment with opportunities for professional development and advancement.
• If you have passion for driving fund raise efforts and a desire to make a significant impact, we invite you to join our team and be part of our journey to success.