OfBusiness - Compliance Manager

OFB TECH Pvt Ltd; Gurugram District; On-site; INR 12,00,000 - 20,00,000; Full time

Job summary

A financial services company in Gurugram is seeking a Compliance Manager to oversee compliance with legal and regulatory standards for NBFCs. The ideal candidate will have over 6 years of experience in compliance management and be skilled in policy development and audit management. The role requires strong analytical skills and effective communication with various stakeholders. This is a full-time on-site position offering an excellent opportunity to drive compliance efforts within a dynamic environment.

Qualifications

• 6+ years experience in compliance management, particularly within NBFC sector.
• Proficient in managing audits and compliance monitoring.
• Strong organizational and problem-solving skills.

Responsibilities

• Ensure compliance with legal and regulatory requirements for NBFCs.
• Oversee implementation of internal policies and manage audits.
• Liaise with regulatory bodies and maintain compliance reports.

Skills

Knowledge of regulatory frameworks

Experience in auditing

Policy development skills

Analytical skills

Effective communication

Education

Relevant certification or degree in Finance, Law

Job description

Company Description

Oxyzo Financial Services is a prominent player in the SME lending space, offering tailored financial solutions that empower small and medium enterprises to scale their operations and achieve growth. With a strong focus on customer‑centric offerings, Oxyzo provides collateral free credit, competitive interest rates, and rapid loan processing within 48 hours. Serving thousands of SMEs across India, Oxyzo has disbursed over 4,000 crores annually with an AUM exceeding 8,400+ crores. Oxyzo stands out by delivering customized credit solutions and additional value‑added benefits such as raw material cost savings for its clients.

Role Description

We are seeking a Compliance Manager with 6+ years of experience for a full‑time on‑site position based in Gurugram. As a Compliance Manager, you will be responsible for ensuring that the company complies with all legal and regulatory requirements applicable to NBFCs. You will oversee the implementation and monitoring of internal policies, manage audits, maintain compliance reports, and liaise with regulatory bodies. Additionally, you will collaborate with multiple departments to ensure adherence to compliance standards and mitigate risks effectively.

• Execute end‑to‑end process of issuance and listing of securities including CPs, NCDs, PTCs, and other debt instruments.
• Coordinate with stock exchanges, RTA, debenture trustees, merchant bankers, and internal stakeholders.
• Manage LODR compliance, including periodic and event‑based filings, disclosures, and monitoring.
• Draft and review offer documents, term sheets, shareholder communications, and board‑related disclosures.
• Maintain compliance registers, trackers, and documentation across regulatory frameworks.
• Ensure adherence to NBFC regulations issued by RBI and applicable corporate governance norms.
• Support audits, board committee reporting, and internal compliance reviews.
• Monitor regulatory updates and implement changes in processes and documentation.

Qualifications

• Knowledge of regulatory frameworks and industry standards, particularly in the NBFC sector.
• Experience in managing audits, risk assessments, and compliance monitoring.
• Strong skills in policy development, documentation, and adherence monitoring.
• Proficiency in analyzing regulatory changes and implementing necessary adjustments.
• Excellent organizational, analytical, and problem‑solving skills.
• Ability to communicate effectively and collaborate with cross‑functional teams.
• Relevant certification or degree in Finance, Law, or related fields is preferred.
• Proactive approach to identifying and mitigating compliance risks.