Manager/Sr Manager

ORBIS Financial Corporation Limited; Gurugram District; On-site; INR 900,000 - 1,500,000; Full time

Job summary

ORBIS Financial Corporation Limited seeks a seasoned Compliance Lead to ensure adherence to SEBI, AML, PMLA, FATCA and related guidelines. The role focuses on developing, updating policies, and implementing robust controls across the organization.

You will oversee KYC/AML processes, manage regulatory inspections, train teams, and maintain thorough audit trails. Strong stakeholder engagement, leadership, and clear communication are essential, with CS/CA/LLB certifications viewed favorably.

Qualifications

• Knowledge of SEBI, AML, PMLA, FATCA and related guidelines.
• Ability to design and implement compliance policies and controls.
• Experience with KYC/AML processes and regulatory audits.

Responsibilities

• Ensure compliance with SEBI, PMLA, AML, FATCA and other guidelines.
• Develop, implement, and update compliance policies, procedures, and controls.
• Oversee KYC/AML processes and ensure adherence to standards.
• Liaise with regulators, auditors, and external stakeholders.
• Conduct training sessions to enhance compliance awareness across teams.
• Maintain documentation and audit trails for regulatory inspections.

Skills

Regulatory frameworks

Compliance risk

Governance

Stakeholder management

Regulatory changes

Leadership

Team management

Communication

Job description

Strong knowledge of regulatory frameworks (SEBI, AML, PMLA, FATCA). Expertise in compliance risk management and governance frameworks. Excellent stakeholder management and communication skills. Ability to interpret and implement regulatory changes effectively. Leadership and team management capabilities

• Role: Ensure compliance with applicable regulatory frameworks (SEBI, PMLA, AML, FATCA, and other relevant guidelines). Develop, implement, and update compliance policies, procedures, and controls. Oversee KYC/AML processes and ensure adherence to compliance standards. Liaise with regulators, auditors, and external stakeholders. Conduct training sessions to enhance compliance awareness across teams. Maintain proper documentation and audit trails for regulatory inspections
• Plus: Company Secretary (CS), CA, or LLB Certifications in Compliance / AML / Risk Management

Disclaimer: This job posting has been aggregated from external source. Role details, content, and availability are subject to change. Applicants are advised to confirm the latest information directly on the company website before applying.