Manager - Compliance Quality Control Review

American Express; Gurugram District; Hybrid; INR 10,00,000 - 15,00,000; Full time

Job summary

A leading financial services firm is seeking a Manager for the GFCSU Quality Control Review role. The successful candidate will lead a team of analysts to ensure an effective compliance control program exists across financial crime processes. Strong leadership, analytical skills, and at least 3 years of relevant financial services experience are essential. The role offers competitive salaries, bonus incentives, and a flexible working model.

Benefits

Competitive base salaries

Bonus incentives

Comprehensive medical, dental, and vision insurance

Flexible working model

Career development opportunities

Qualifications

• 3+ years of work experience in financial services.
• Demonstrated problem-solving and decision-making skills.
• Experience with Anti-Money Laundering and financial crime.

Responsibilities

• Lead a team of Quality Control Analysts.
• Conduct quality control reviews for financial crime processes.
• Oversee planning and execution of quality control testing.

Skills

People/process leadership skills

Analytical skills

Communication

Data interpretation

Tools

Microsoft Office

Job description

At American Express, our culture is built on a 175‑year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and colleagues. As part of Team Amex, you'll experience this powerful backing with comprehensive support for your holistic well‑being and many opportunities to learn new skills, develop as a leader, and grow your career.

Here, your voice and ideas matter, your work makes an impact, and together, you will help us define the future of American Express.

American Express’s Global Financial Crimes Surveillance Unit (GFCSU) is part of the broader Global Risk & Compliance organization, operating within Global Financial Crimes Compliance (GFCC), provides end‑to‑end oversight and support of global financial crimes investigations. In partnership with broader GFCC teams, GFCSU supports the development, testing, implementation and adjudication of transaction monitoring rules, reports, and other tools to detect potential criminal activity. GFCSU plays a vital role in ensuring compliance with key regulations, including the Bank Secrecy Act (BSA), USA PATRIOT Act, and the Foreign Corrupt Practices Act. They also support law enforcement by providing critical information to combat money laundering, terrorist financing, credit card fraud, identity theft, and other financial crimes.

How will you make an impact in this role?

The Manager GFCSU Quality Control Review position will report to the Director of Financial Intelligence Unit – Governance and Capacity Planning. Leading a team of Quality Control analysts, the successful candidate will be responsible for ensuring that an effective Compliance control program exists across GFCSU processes. This role will interface regularly with GFCSU and GFCC leadership and other Compliance colleagues.

• Lead, coach, and develop a team of Quality Control Analysts. Guide them in conducting Financial Crime Compliance processes (AML, EDD, Screening) AML quality control reviews for processes managed by GFCSU and USIU (AML, EDD, Screening).
• Ensure evaluations of alert investigations are conducted in line with established regulatory and procedural requirements. Provide clear feedback to the appropriate teams based on findings.
• Ensure the consistency of feedback provided by Quality Control reviewers and that it is aligned with the methodology and criteria of the Quality Assurance Program.
• Oversee the planning, execution and reporting of quality control testing in conformance with professional and department standards.
• Identify trends procedural adherence and report back to GFCSU and USIU leadership.
• Monitor and maintain portfolio of quality control analytics to assess and communicate results.
• Present quality control program objectives, scope, and results to senior management, clearly articulating the potential impact of control gaps in a highly professional and proficient manner.
• Manage initiatives to expand and enhance quality control review processes and technology.
• Undertake the identification of error trends and collaborate with impacted teams for remediation and track them to closure.

Minimum Qualifications:

• Demonstrated people/process leadership skills with ability to foster and coach colleagues. Proven ability to lead team members in a way that encourages, develops, and delivers results.
• 3+ years of work experience in a financial services or payment institution in any of the following areas: Anti‑Money Laundering, Suspicious Activity Reporting, financial crime, enhanced due diligence, or law enforcement.
• Demonstrated fact‑based problem‑solving and decision‑making skills, and the ability to make tactical recommendations
• Aptitude for working with data, interpreting results and analytic best practices.
• Ability to communicate analysis, issues, results and recommendations with transparency.

Preferred Qualifications:

• Ability to influence, gain support, and resolve conflict.
• Experience with Microsoft Office, including Word, Excel, and PowerPoint.
• Ability to handle sensitive information in a confidential and professional manner.
• Excellent time‑management skills and demonstrated ability to balance competing priorities in a deadline‑driven environment.

We back you with benefits that support your holistic well‑being so you can be and deliver your best. This means caring for you and your loved ones' physical, financial, and mental health, as well as providing the flexibility you need to thrive personally and professionally:

• Competitive base salaries
• Bonus incentives
• Support for financial‑well‑being and retirement
• Comprehensive medical, dental, vision, life insurance, and disability benefits (depending on location)
• Flexible working model with hybrid, onsite or virtual arrangements depending on role and business need
• Generous paid parental leave policies (depending on your location)
• Free access to global on‑site wellness centers staffed with nurses and doctors (depending on location)
• Free and confidential counseling support through our Healthy Minds program
• Career development and training opportunities

American Express is an equal opportunity employer and makes employment decisions without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, veteran status, disability status, age, or any other status protected by law.

Offer of employment with American Express is conditioned upon the successful completion of a background verification check, subject to applicable laws and regulations.