Internal Audit Role – Compliance Testing – Branch Operations – Bank – CA

valuefind consultants; Navi Mumbai, Thane, Mumbai; On-site; INR 800,000 - 1,200,000; Full time

Job summary

A leading financial services firm in Navi Mumbai is looking for a Compliance Testing professional to join their Internal Audit team. The successful candidate will lead compliance testing programs, ensuring adherence to regulatory requirements and internal policies. Strong analytical, communication, and interpersonal skills are essential, alongside a Chartered Accountant qualification and 4-15 years of experience in a banking environment. This role offers a significant opportunity to influence compliance standards within the organization.

Qualifications

• 4-15 years of relevant experience in Compliance Testing or Internal Audit.
• Strong understanding of banking regulations and industry best practices.
• Proven ability to work independently and as part of a team.

Responsibilities

• Develop and implement the annual Compliance Testing Plan.
• Conduct independent reviews and assessments of compliance.
• Analyze test results and recommend corrective actions.
• Interact with business units and regulators.
• Maintain accurate documentation of testing activities.
• Stay updated on regulatory requirements.

Skills

Analytical skills

Communication skills

Interpersonal skills

Understanding of banking regulations

Education

Chartered Accountant

Job description

Hiring Compliance Testing Branch Operations Internal Audit role for a Top Leading Bank Mumbai

About the Role:

We are seeking a highly motivated and experienced Compliance Testing to join our team. In this role, you will be responsible for leading and executing comprehensive compliance testing programs to ensure adherence to regulatory requirements and internal policies.

Key Responsibilities:

• Develop and implement the annual Compliance Testing Plan.
• Conduct independent reviews and assessments of compliance with relevant laws, regulations, and internal policies.
• Analyze test results, identify and document findings, and recommend corrective actions.
• Interact with business units, regulators, and senior management to address compliance issues.
• Maintain accurate and comprehensive documentation of all testing activities.
• Stay abreast of evolving regulatory requirements and industry best practices.

Qualifications:

• Chartered Accountant with 4-15 years of relevant experience in Compliance Testing or Internal Audit within a banking environment.
• Strong understanding of banking regulations and industry best practices.
• Excellent analytical, communication, and interpersonal skills.
• Proven ability to work independently and as part of a team.