4-5 years of overall experience in Functional/Process or Management Audit in Banking and NBFC.
Responsibilities
Role and responsibilities include conducting risk-based audits, following RBI guidelines, and preparing observations with root cause, risk/impact, and recommendations.
Lead and coordinate audit activities across functions and branches; present findings to auditee and senior stakeholders.
Identify gaps, control weaknesses, and process inefficiencies and propose practical improvements.
Skills
risk-based audit planning
RBI guidelines
audit reports with observations
assess risks across functions
identify gaps and control weaknesses
analyze audit findings and recommend
prioritize high-risk areas
problem-solving mindset
presentation of audit findings
walkthroughs and explanations
coordination with auditors
integrity and professionalism
attention to detail
work under pressure
collaborative approach
Education
MBA/M.Com
CA/CMA/CIMA/ACCA advantageous
Job description
KEY SKILLS & BEHAVIOURAL ATTRIBUTES
Technical Skills
Strong knowledge of risk-based audit planning and execution.
Familiarity with RBI guidelines, circulars, and regulatory updates.
Experience in preparing audit reports with observations, root cause, risk/impact, and recommendations.
Analytical and Problem-Solving Skills
Capability to assess risks across functions and branches.
Skill in identifying gaps, control weaknesses, and process inefficiencies.
Ability to analyze audit findings and recommend practical solutions.
Strong judgment in prioritizing high-risk areas for audit focus.
Problem-solving mindset to address issues during audit execution and follow-up.
Communication Skills
Effective presentation of audit findings to auditee.
Ability to conduct walkthroughs and explain audit procedures to auditees.
Strong coordination skills with internal, external, and specialized auditors.
Behavioural Competencies
Integrity and professionalism in handling sensitive audit information.
Attention to detail and commitment to audit quality.
Ability to work under pressure and manage multiple audits.
Collaborative approach in coordinating with different audit teams.
EDUCATION / EXPERIENCE
Qualification:
MBA/M.com degree relevant for performing the role described in job description Chartered Accountant (CA)/ CMA/CIMA, ACCA qualification is an added advantage
Nature of Experience:
4-5 years of overall experience in Functional /Process or Management Audit in Banking and NBFC.Role & responsibilities