E*Trade and Client Segments Solutions Analyst, Analyst, Client Segments, Wealth Management

131 Morgan Stanley Advantage Svcs; Mumbai Suburban; On-site; INR 700,000 - 1,100,000; Full time

Job summary

Morgan Stanley is seeking a competent analyst to support Client Segments risk and governance processes in Mumbai. The role involves reviewing controls, ensuring policy adherence, and reporting activities, with interaction across local and US supervisory teams.

Strong data handling and regulatory knowledge are essential for success. The position requires 0.6–2.5 years of relevant experience and a Bachelor’s or MBA degree or equivalent.

Qualifications

• Bachelor’s or MBA degree or equivalent work experience.
• 0.6 to 2.5 years of industry experience in risk or compliance is a plus.

Responsibilities

• Analyze a suite of controls covering various areas of Risk.
• Review data quality issues and violations of firm policies.
• Identify patterns and trends during the review process.
• Report daily activities conducted within the team.
• Participate in meetings with local and US supervisory teams as needed.
• Provide coverage to US Risk teams.

Skills

Problem solving

Attention to detail

Regulatory knowledge

Automation opportunities

Financial products knowledge

MS Office / Excel

Strong communication

Education

Bachelor’s/MBA degree

Tools

MS Office

Excel

Job description

Company Profile Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm's employees serve clients worldwide including corporations, governments, and individuals from more than 1,200 offices in 43 countries. As a market leader, the talent and passion of our people is critical to our success. Together, we share a common set of values rooted in integrity, excellence, and strong team ethic. Morgan Stanley can provide a superior foundation for building a professional career - a place for people to learn, to achieve and grow. A philosophy that balances personal lifestyles, perspectives and needs is an important part of our culture.

Wealth Management – Client Segments Organization Overview Morgan Stanley’s Wealth Management business is one of the largest in the world with more than $6 trillion in client assets. The Client Segments (CS) Organization, within Morgan Stanley Wealth Management (MS WM), is comprised of various client channels, providing services to both individual and institutional Clients. Some of the services include Financial Management, Equity Stock Plans, Retirement Plans, Financial Wellness, Marketing, and Reinvestment. The teams focus on delivering timely, customized solutions and services that help Clients meet their financial, life, and organizational goals.

Position Summary

This position provides support to various supervisory processes across Client Segments. This includes, but is not limited to Business Control Unit functions, Risk Officer support activities, and preparation and reporting for various Governance forums. This team is actively growing and taking on more responsibilities, so we are looking for an individual who can handle change and growth in a fast-paced environment.

Responsibilities Include

• Analysis of a suite of controls that cover various areas of Risk
• Reviewing data quality issues/violations of firm’s compliance policies
• Identifying possible patterns and trends during the review process
• Reporting of daily activities conducted within the team
• Participate in meetings with local and US supervisory teams as needed
• Providing coverage to US Risk teams

Knowledge, Skills, and Abilities

• Problem solving skills and Strong attention to detail
• Knowledge of Exchange (SEC), FINRA and Investment Compliance Policies is an added advantage
• Ability to proactively identify opportunities for automation and efficiency improvements within existing processes to support optimization efforts
• Understanding of financial products, trading rules and regulatory landscape
• Efficient in MS office suite, advanced excel is an added advantage
• Strong interest in deepening business knowledge of financial industry and wealth management
• Excellent verbal and written communication skills; ability to concisely summarize and/or present complex ideas.
• Ability to organize and prioritize work and meet strict SLAs

Experience: 0.6 to 2.5 years of industry experience Risk or compliance experience a plus

Education: Bachelor’s/MBA degree or equivalent work experience

WHAT YOU CAN EXPECT FROM MORGAN STANLEY

At Morgan Stanley, we raise, manage and allocate capital for our clients – helping them reach their goals. We do it in a way that’s differentiated – and we’ve done that for 90 years. Our values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - aren’t just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries. At Morgan Stanley, you’ll find an opportunity to work alongside the best and the brightest, in an environment where you are supported and empowered. Our teams are relentless collaborators and creative thinkers, fueled by their diverse backgrounds and experiences. We are proud to support our employees and their families at every point along their work-life journey, offering some of the most attractive and comprehensive employee benefits and perks in the industry. There’s also ample opportunity to move about the business for those who show passion and grit in their work. To learn more about our offices across the globe, please copy and paste https://www.morganstanley.com/about-us/global-offices into your browser.

Morgan Stanley is an equal opportunity employer committed to building and maintaining a workforce that is diverse in experience and background. Our recruiting efforts reflect our strong commitment to a culture of inclusion, where individuals are hired, developed, and advanced based on their skills and talents. Our workforce reflects a broad cross-section of the global communities in which we operate, bringing a variety of backgrounds, talents, perspectives, and experiences. For more information, please visit: https://www.morganstanley.com/people-opportunities/eeo.

At Morgan Stanley, we advise, originate, trade, manage and distribute capital for people, governments and institutions, always with a standard of excellence and guided by our core values. Morgan Stanley is dedicated to providing first-class service to our clients, in a way that reflects our commitment to creating a more sustainable future and fostering stronger communities around the world. In each line of business, we strive to demonstrate our belief in the power of transformative thinking, innovative strategies and leading-edge solutions—and in the ability of capital to work for the benefit of all society.