Compliance Officer (Broking Industry)

HITACHI VANTARA INDIA PRIVATE LIMITED; Mumbai; On-site; INR 1,080,000 - 1,320,000; Full time

Job summary

HITACHI VANTARA INDIA PRIVATE LIMITED in Mumbai is seeking a Compliance Officer to ensure adherence to laws governing the broking industry. You will oversee licensing activities, manage regulatory communications, and develop compliance policies, with a minimum of 2 years of experience.

The role offers responsibilities across regulatory compliance, licensing, and policy development, with a salary up to ₹12 LPA.

Qualifications

• Regulatory compliance: Ensure compliance with all relevant laws, regulations, and guidelines set forth by regulatory bodies governing the broking industry.
• Licensing Process: Oversee the full licensing process, including application submissions, renewals, and communications with regulatory authorities.
• Policy Development: Develop, implement, and maintain compliance policies and proce…

Responsibilities

• Regulatory compliance: Ensure compliance with all relevant laws, regulations, and guidelines set forth by regulatory bodies governing the broking industry.
• Licensing Process: Oversee the full licensing process, including application submissions, renewals, and communications with regulatory authorities.
• Policy Development: Develop, implement, and maintain compliance policies and proce…

Job description

Compliance Officer

Location: Mumbai

Experience: Minimum 2 years

Salary Range: Up to ₹12 LPA

Key Responsibilities

• Regulatory Compliance: Ensure compliance with all relevant laws, regulations, and guidelines set forth by regulatory bodies governing the broking industry.
• Licensing Process: Oversee the full licensing process, including application submissions, renewals, and communications with regulatory authorities.
• Policy Development: Develop, implement, and maintain compliance policies and proce…