Compliance Executive

Edgjein; Mumbai Suburban; On-site; INR 900,000 - 1,200,000; Full time

Job summary

Edgjein in Mumbai is seeking a compliance professional to handle operations related to stockbroking and capital markets. You will prepare, review and submit regulatory and compliance reports, ensuring adherence to SEBI, BSE and NSE requirements.

The role involves monitoring client margins, collateral and fund/securities segregation, and coordinating with auditors to ensure timely completions and accuracy.

Qualifications

• Experience in compliance operations in stockbroking or financial services.
• Experience with BSE/NSE/SEBI regulations and capital market operations.
• Knowledge of RMS, margins and client-level compliance.

Responsibilities

• Prepare, review and submit regulatory and compliance reports.
• Monitor client margins, collateral, and fund/securities segregation; coordinate audits.

Skills

Compliance operations

Capital markets

SEBI regulations

Job description

compliance requirements relating to BSE/NSE/SEBI & other applicable regulatory requirements, preparation, review & submission of regulatory & compliance reports.
Monitor client margins, collateral, fund/securities segregation. Coordinating auditors.

Required Candidate profile

Exp in compliance operations in a stockbroking, securities, capital markets or financial services. Exp in BSE/NSE/SEBI regulations, capital market operations, RMS, margins & client-level compliance.