Compliance Analyst, Expert Network

alphasenseindia; Delhi; On-site; INR 500,000 - 750,000; Full time

Job summary

AlphaSense is hiring a Compliance Analyst, Expert Network to support onboarding, reviews, governance, and regulatory processes ensuring expert engagements meet policies. You will collaborate with Compliance, Legal, Product, Customer Operations, and Commercial teams to maintain program integrity.

This role provides exposure to securities law, MNPI risk, and risk management in a fast-paced tech company. Fresh graduates are welcome to apply.

Qualifications

• 0–2 years in operations, admin, customer support, or compliance operations.
• Familiarity with securities laws, MNPI and conflicts of interest.
• Highly detail-oriented with ability to follow policies and workflows.
• Strong written English and professional communication.
• Organized, reliable, with ability to manage multiple requests and deadlines.
• Good judgment on when to escalate and when to follow guidance.

Responsibilities

• Support the execution of expert network compliance programs and onboarding.
• Conduct onboarding and screening reviews, including MNPI risk assessments.
• Perform pre-call, live-call, and post-call compliance reviews.
• Assist with monitoring tools and call screening analytics.
• Document compliance logs, attestations, and governance records.
• Prepare client due diligence materials and compliance discussions.
• Collaborate with Legal, Product, Sales, and Customer Ops to answer questions.

Skills

Detail-oriented

Strong written English

Organized & reliable

Sound judgment

Ability to follow templates

Compliance systems familiarity

Multi-task management

Tools

Compliance systems

Case management tools

Monitoring technology

AI-assisted productivity tools

Job description

About AlphaSense:

The world's most sophisticated companies rely on AlphaSense to remove uncertainty from decision-making. With market intelligence and search built on proven AI, AlphaSense delivers insights that matter from content you can trust. Our universe of public and private content includes equity research, company filings, event transcripts, expert calls, news, trade journals, and clients's own research content.

The acquisition of Tegus by AlphaSense in 2024 advances our shared mission to empower professionals to make smarter decisions through AI-driven market intelligence. Together, AlphaSense and Tegus will accelerate growth, innovation, and content expansion, with complementary product and content capabilities that enable users to unearth even more comprehensive insights from thousands of content sets. Our platform is trusted by over 6,000 enterprise customers, including a majority of the S&P 500. Founded in 2011, AlphaSense is headquartered in New York City with more than 2,000 employees across the globe and offices in the U.S., U.K., Finland, India, Singapore, Canada, and Ireland. Come join us!

About the Role:

The Compliance Analyst, Expert Network plays an important role in supporting AlphaSense's expert network compliance program by helping execute core compliance operations accurately, consistently, and in accordance with established policies. Reporting to the Head of Expert Network, this role supports expert onboarding, compliance reviews, governance activities, and regulatory processes that help maintain the integrity of AlphaSense's expert network platform.

Working closely with Compliance, Legal, Product, Customer Operations, and Commercial teams, the Compliance Analyst helps ensure expert engagements meet company policies and applicable regulatory requirements while supporting a scalable, efficient compliance program.

This role is well suited for someone looking to build experience in compliance operations, securities law, expert network compliance, governance, and risk management within a fast-paced technology company.

What You'll Do:

• Support the execution of AlphaSense's expert network compliance program, including compliance policies, training logistics, and ongoing monitoring activities.
• Perform expert onboarding and screening reviews, including employment conflicts, confidentiality considerations, and MNPI risk assessments in accordance with established protocols.
• Conduct pre-call, live-call, and post-call compliance reviews, escalating potential issues through established procedures.
• Support the use of compliance monitoring tools and call screening analytics while tracking and resolving flagged items.
• Support documentation and logistics for compliance risk assessment and annual testing activities, under the direction of senior compliance leadership.
• Compile background materials for client due diligence requests and compliance discussions.
• Prepare and maintain compliance attestations, certifications, governance documentation, testing logs, risk registers, and training records.
• Support incident intake, documentation, remediation tracking, and quarterly compliance reporting.
• Partner with Customer Operations, Product, Sales, and Legal teams to answer routine compliance questions and escalating complex matters appropriately.
• Assist with the development and maintenance of compliance training materials and support rollout of updated compliance procedures to affected teams.

Who You Are:

• 0 to 2 years of experience in operations, administrative, customer support, compliance operations, or similar process-based roles is helpful, and fresh graduates are encouraged to apply.
• Familiarity with securities laws, insider trading regulations, material non-public information (MNPI), and conflict of interest principles. Additional role-specific training will be provided.
• Highly detail-oriented with a demonstrated ability to consistently follow established policies, procedures, and documented workflows.
• Strong written communication skills in English, with the ability to follow templates closely and produce clear, professional, error-free responses.
• Organized, reliable, and able to manage multiple requests, track deadlines, and stay composed while handling a steady volume of work.
• Sound judgment, including knowing when to rely on established guidance and when to escal…
• Comfortable working with compliance systems, case management tools, monitoring technology, and AI-assisted productivity tools.

AlphaSense is an equal-opportunity employer. We are committed to a work environment that supports, inspires, and respects all individuals. All employees share in the responsibility for fulfilling AlphaSense's commitment to equal employment opportunity. AlphaSense does not discriminate against any employee or applicant on the basis of race, color, sex (including pregnancy), national origin, age, religion, marital status, sexual orientation, gender ide