Compliance Analyst

LSEG; Bengaluru; Hybrid; INR 900,000 - 1,200,000; Full time

Job summary

LSEG is seeking a Senior Associate to support the delivery of external assurance reports and certifications. The role involves coordinating audit activities, managing stakeholder engagement, and ensuring compliance with SOC and ISO audits.

Candidates should bring experience in Technology Risk or related fields, and proficiency in Microsoft 365 tools. The position promises an engaging and dynamic work environment.

Qualifications

• Experience in Technology Risk, Information Security, or Cyber Security.
• Understanding of assurance and certification frameworks like SOC 1 and ISO 27001.
• Ability to manage deadlines and multiple stakeholders.

Responsibilities

• Support the delivery of SOC 1, SOC 2, ISAE 3000 audits.
• Coordinate audit activities among stakeholders.
• Track evidence submissions and due dates.

Skills

Technology Risk Experience

Information Security Knowledge

Audit Coordination

Strong Organizational Skills

Excellent Communication Skills

Detail Orientation

Microsoft 365 Proficiency

Education

Relevant Professional Certifications (CISSP, CISA, CISM, CRISC)

Tools

Power BI or Similar Reporting Tools

Job description

About the Role

We are looking for a highly organised and detail‑oriented assurance professional to support the delivery of external assurance reports and certifications across D&A, Post Trade and Capital Markets. This role will play a key part in coordinating audit activity, managing stakeholder engagement, tracking evidence requests, and supporting the successful completion of SOC and ISO audits. Working closely with the Attestation and Certification Managers, you will help ensure audit activity is well‑managed, stakeholders are informed and engaged, findings are communicated and remediated effectively.

Responsibilities

• Support the end-to-end delivery of SOC 1, SOC 2, ISAE 3000, ISO 27001 audits and certifications.
• Coordinate audit activities across internal stakeholders and external auditors.
• Track audit requests, evidence submissions and due dates, ensuring timely follow‑up and escalation where required.
• Review audit evidence for quality and completeness before submission.
• Communicate audit findings and support stakeholders in the remediation of issues and control gaps.
• Provide regular status reporting on audit progress, risks and next steps.
• Keep up to date with regulatory changes and industry developments relevant to assurance and certification.

Skills and Experience

• Experience in Technology Risk, Information Security, Cyber Security, or a related controls/governance role.
• Good understanding of assurance and certification frameworks including SOC 1, SOC 2, ISAE 3000, ISO/IEC 27001 and ISO 9001.
• Strong organisational skills with the ability to manage multiple deadlines and stakeholders.
• Excellent written and verbal communication skills.
• Strong attention to detail, especially when reviewing reports and audit evidence.
• Proficiency in Microsoft 365 tools, including Excel, Word, PowerPoint, Teams and SharePoint.
• Experience working in a large, global and hybrid organisation.

Desirable

• Experience with Power BI or similar reporting tools.
• Professional certifications such as CISSP, CISA, CISM or CRISC.

Career Stage

Senior Associate

Equal Opportunities Statement

We are proud to be an equal opportunities employer. This means that we do not discriminate on the basis of anyone’s race, religion, colour, national origin, gender, sexual orientation, gender identity, gender expression, age, marital status, veteran status, pregnancy or disability, or any other basis protected under applicable law. Conforming with applicable law, we can reasonably accommodate applicants’ and employees’ religious practices and beliefs, as well as mental health or physical disability needs.