AVP - Financial Crimes and Core Compliance - Internal Audit

IMA India; Bengaluru; Hybrid; INR 3,800,000 - 7,000,000; Full time

Job summary

MUFG Global Service Private Limited in Bengaluru seeks an AVP - Financial Crime & Core Compliance Internal Audit to independently assess governance, risk management and controls. The role focuses on monitoring financial crimes and core compliance issues and supporting end-to-end audit activities.

The ideal candidate has 8+ years in internal audit within financial services, with CPA/CIA preferred or CAMS, strong English, and analytical skills.

Qualifications

• Bachelor's degree in accounting, finance, or business.
• Audit-related certifications (CPA/CIA) preferred.
• CAMS certification strongly preferred.
• 8+ years of internal audit experience in financial services.

Responsibilities

• Monitor remediation of financial crimes and core compliance issues and validate completion.
• Assist in conducting internal audits of financial crimes and core compliance processes.
• Evaluate design and effectiveness of controls per audit methodology.
• Lead meetings with stakeholders to understand processes and communicate status.
• Maintain high standards of integrity and professionalism; support audit administration tasks.
• Demonstrate professional skepticism and accountability.

Skills

Auditing

Internal controls

Analytical thinking

Communication

Leadership

English proficiency

Data analytics

AI awareness

Education

Bachelor's degree in Accounting/Finance

CPA/CIA preferred

CAMS preferred

Tools

MS Office

Outlook

MS Teams

Data analytics tools

Job description

4 days left

Employer MUFG Global Service

Location Bangalore

Posted Sep 12, 2026

Closes Sep 19, 2026

Ref 5857935278

Role Auditor, Vice President, Associate Vice President

Level Executive

Certification Other

Work Mode Work from office

Hours Full Time

Organization Type Academia, Corporate

About Us

MUFG Bank, Ltd. is Japans premier bank, with a global network spanning in more than 40 markets. Outside of Japan, the bank offers an extensive scope of commercial and investment banking products and services to businesses, governments, and individuals worldwide. MUFG Banks parent, Mitsubishi UFJ Financial Group, Inc. (MUFG) is one of the worlds leading financial groups. Headquartered in Tokyo and with over 360 years of history, the Group has about 120,000 employees and offers services including commercial banking, trust banking, securities, credit cards, consumer finance, asset management, and leasing.

The Group aims to be the worlds most trusted financial group through close collaboration among our operating companies and flexibly respond to all the financial needs of our customers, serving society, and fostering shared and sustainable growth for a better world. MUFGs shares trade on the Tokyo, Nagoya, and New York stock exchanges.

For more information, visit

MUFG Global Service Private Limited

Established in 2020, MUFG Global Service Private Limited (MGS) is 100% subsidiary of MUFG having offices in Bengaluru and Mumbai. MGS India has been set up as a Global Capability Centre / Centre of Excellence to provide support services across various functions such as IT, KYC/ AML, Credit, Operations etc. to MUFG Bank offices globally. MGS India has plans to significantly ramp-up its growth over the next 18-24 months while servicing MUFGs global network across Americas, EMEA and Asia Pacific

About The Role

Corporate Title:AVP - Financial Crime & Core Compliance Internal Audit

Location: Bengaluru

ShiftA: 12.30 to 9.30 PM work from office and 1.30 to 10.30 PM work from home

Work Type: Hybrid

Job Profile

Position details

The Auditor II position within the Internal Audit function is tasked with providing independent, objective assurance and consultation aimed at evaluating and assessing the Banks governance, risk management, and control processes. This role principally focuses onmonitoring andvalidating issues related tofinancial crimes compliance and core complianceprocesses. Additionally, responsibilities may encompass supporting the execution of all activities pertaining to the end-to-end audit process (including planning, fieldwork testing, reporting) and participating in general audit administration tasks throughout the organization, as assigned.

Roles And Responsibilities

• Monitor remediation of assigned financial crimes compliance and core compliance issues and validate the issues when remediation is complete.
• Assist in conducting financial crimes compliance and core compliance processes internal audits.
• Evaluate the design and effectiveness of relevant controls according to audit methodology.
• Ensure adherence to audit methodologyand complete work timelywhile following industry best practices, applicable regulations, and professional standards, includingpreparing detailed yet concise workpapers for reperformance.
• Lead meetings and interviews with business stakeholders to understand processes, communicate status or concerns.
• Cultivate strong relationships with colleagues and clients while adhering to high standards of performance and professionalism, fostering a culture of integrity and inclusivity. Ensure that all actions demonstrate sound judgment and are consistent with MUFG's Ethics and Conduct Principles.
• Demonstrate leadership and serve as a role model while consistently striving for self-improvement and enhancing departmental performance.
• Demonstrate professional skepticism and personal accountability.

Equal Opportunity Employer

The MUFG Group is committed to providing equal employment opportunities to all applicants and employees and does not discriminate on the basis of race, colour, national origin, physical appearance, religion, gender expression, gender identity, sex, age, ancestry, marital status, disability, medical condition, sexual orientation, genetic information, or any other protected status of an individual or that individual's associates or relatives, or any other classification protected by the applicable laws.

Education, Licensure, Years of Experience (and type of work experience):

• A bachelors degree in accounting, Finance, Business Administration, or a related business discipline from an accredited college or university.
• Audit-related Certification (CPA/CIA)is preferred or willingness to obtain certification.
• CAMS Certificationis strongly preferred.
• 8+ years of experience in internal audit or equivalent experience within the financial services industry, related markets, and regulatory agencies.
• Preferred experience includes issues validation,banking,risk management, financial crimes compliance and core complianceareas.
• Demonstrates effective verbal and written communication skills in English, along with strong negotiation, presentation, and interpersonal skills; capable of engaging with all levels of internal audit and business line management.
• Possesses strong analytical and problem-solving abilities.
• Utilizes critical thinking skills to provide practical recommendations within a complex regulatory and risk management environment.
• Proficient in technology applications such as MS Office, Outlook, and MS Teams.
• Demonstrates working knowledge of Artificial Intelligence (AI) and data analytics tools, including the ability to leverage AI for audit activities (e.g., data analysis, anomaly detection, and draft documentation), with an understanding of associated risksand governance requirements.