Associate - Compliance and Ops Risk Test Senior Specialist

JPMorganChase; Bengaluru; Presencial; INR 900.000 - 1.400.000; Jornada completa

Descripción de la vacante

JP Morgan Chase in Bengaluru seeks an Associate - Compliance and Operations Risk Test Senior Specialist to assess control environments and support remediation efforts. You will execute tests with precision, document results, and collaborate with stakeholders to mitigate risk.

You will contribute to a cohesive testing framework, apply analytical thinking to break down objectives, and continually improve testing methodologies with cross-functional teams.

Formación

• Bachelor’s degree in business, finance, or related field or equivalent work experience.
• Minimum of 4 years in controls testing, audit, or operational risk management within a risk and control environment.

Responsabilidades

• Understand and evaluate the control environment across functions to ensure alignment with SOX and regulatory frameworks.
• Execute testing to assess controls, identify gaps, and prepare robust documentation.
• Collaborate with process and control owners and cross-functional teams to gather evidence and report results timely.
• Partner with control owners on issue validation, action plans, and closure discipline.
• Lead walkthroughs and meetings with business owners to drive remediation and improvements.
• Read and interpret policies to support correct implementation of compliance requirements.
• Propose and implement improvements to testing methods for efficiency and effectiveness.

Conocimientos

Excel

Microsoft Word

PowerPoint

Educación

Bachelor’s degree in business, finance, or related field

CA/CPA/MBA/CIA (professional qualifications)

Herramientas

Microsoft Office

Alteryx

Tableau

Descripción del empleo

This role is instrumental in identifying and mitigating risk by assessing the control environment, identifying gaps, and supporting remediation. You will execute testing with precision and accountability, producing clear documentation that supports conclusions. You will collaborate with process and control owners and cross-functional teams to complete walkthroughs, gather evidence, and report results in a timely manner.

Job summary:

As anAssociate - Compliance and Operations Risk Test Senior Specialistwithinthe Testing Center of Excellenceteam, you will assess the control environment to identify gaps and support remediation to mitigate risk. You will execute testing with precision and accountability to deliver high-quality outcomes aligned to the firm’s highest risks. You will apply analytical thinking and problem-solving skills to break down complex objectives into manageable tasks and activities. You will contribute to a cohesive and efficient testing framework through strong documentation, collaboration, and continuous improvement of testing methods.

Job responsibilities:

• Understandand evaluate the assigned function’s control environment, with proven experience assessing the adequacy, effectiveness, and design of controls to ensure alignment with SOX, other regulatory frameworks, and the firm’s risk priorities.
• Executetesting processes with precision and accountability to assess the control environment, identify gaps, and prepare robust documentation including process documents, process flows, and overview documents that support testing conclusions.
• Collaboratewith process and control owners and cross-functional teams on the testing schedule; obtain walkthroughs of processes; document process changes; gather evidence; analyze potential issues; and facilitate timely reporting.
• Partnerwith control owners to support issue validation, action plan quality, and closure discipline, ensuring remediation aligns with risk acceptance and compliance expectations.
• Leadwalkthroughs and other meetings with business owners, fostering collaboration across engagements with minimal oversight.
• Readand interpret policies, standards, and procedures to support accurate implementation of compliance requirements, and continuously improve control evaluation methodologies, including interpretation of control ratings and metrics.
• Proposeand implement improvements to current testing methods, contributing to the efficiency and effectiveness of risk management.

Required qualifications, capabilities, and skills:

• Bachelor’s degree in business, finance, or a related field, or equivalent work experience; minimum of 4 yearsof experience in controls testing, audit, or operational risk management within a risk and control environment.
• Domain knowledge of banking products and the ability to interpret financial statements; experience across one or more of the following: product control, balance sheet substantiation, month-end close processes (journal entries, accruals, financial close procedures), treasury (liquidity management, capital management, Basel capital, securities operations, front and middle office operations, asset liability management), reconciliation processes (account reconciliation, position matching, break resolution), valuation controls (independent price verification, fair value adjustments), regulatory reporting, financial reporting (daily financial reporting, external disclosures, off-balance-sheet review), and control testing (SOX testing, risk assessments, key control reviews, issue identification, remediation tracking).
• Demonstrated proficiency in advanced analytical thinking and problem-solving, including analyzing large data sets to identify exceptions or patterns and evaluating key information.
• Proven ability to build strong partnerships with key stakeholders and collaborate with business and functional experts to recognize risks and gaps.
• Excellent organizational and time management skills, with the ability to remain flexible and productive through shifting priorities and deadlines.
• Excellent written and verbal communication skills, with the ability to influence business leaders in a meaningful and actionable manner.
• Demonstrated expertise inMicrosoft Officeapplications, with advanced skills in Excel, Word, and PowerPoint.

Preferred qualifications, capabilities, and skills:

• Professional qualifications such asChartered Accountant (CA), Certified Public Accountant (CPA), Master of Business Administration (MBA) in Finance, or Certified Internal Auditor (CIA).
• Audit and control testing background and experience.
• Comfortable using intelligent solutions such as Alteryx and Tableau to support testing activities or metrics reporting.
• Ability to innovate, challenge the status quo, and identify automation opportunities.