Assistant Vice President – Financial Crime Audit/Audit Manager HiPos Consulting

The Corporate Institute; Bengaluru; Vor Ort; INR 1.800.000 - 3.200.000; Vollzeit

Zusammenfassung

The Corporate Institute is seeking an experienced Financial Crime Audit professional to join its Global Internal Audit function in Bengaluru. You will work across AML, sanctions, fraud risk, and regulatory compliance, supporting senior audit leadership in risk‑based engagements and delivering high-quality audits for global stakeholders.

The role emphasizes strong controls assessment, governance, and collaboration with cross-functional teams, including data analytics where applicable.

Qualifikationen

• 9–12 years of Internal Audit experience in Banking/Financial Services.
• Strong exposure to Financial Crime Audit, AML, Compliance Audit, or Regulatory Audit.
• Understanding of risk-based auditing methodologies and financial crime controls.
• Experience auditing first and second line functions.
• Knowledge of global financial crime regulations and governance frameworks.
• Excellent communication, stakeholder management, and report-writing skills.
• Experience with agile auditing and/or data analytics is a plus.
• Professional certifications such as CIA, CAMS, CFE, ACCA, CA or equivalent preferred.

Aufgaben

• Lead and execute financial crime audit engagements across banking and financial services.
• Support audit planning, risk assessments, and development of audit programs.
• Evaluate controls related to AML, sanctions, KYC, fraud risk, and other financial crime frameworks.
• Identify audit findings, prepare reports, and communicate observations to senior stakeholders.
• Conduct control testing, validate remediation actions, and track closure of audit issues.
• Perform continuous monitoring and stay updated on regulatory developments and emerging financial crime risks.
• Collaborate with regional and global audit teams on strategic initiatives and cross-functional projects.
• Manage stakeholder interactions professionally and ensure timely delivery of audits.

Jobbeschreibung

Description:

• We are hiring an experienced Financial Crime Audit professional for an exciting opportunity within a Global Internal Audit function. The role offers exposure to global stakeholders and the opportunity to work across complex financial crime risk areas including AML, sanctions, fraud risk, and regulatory compliance.
• The incumbent will support senior audit leadership in executing risk-based audit engagements, managing stakeholder relationships, and driving high-quality audit delivery across financial crime functions.

Key Responsibilities:

• Lead and execute financial crime audit engagements across banking and financial services.
• Support audit planning, risk assessments, and development of audit programs.
• Evaluate the effectiveness of controls related to AML, sanctions, KYC, fraud risk, and other financial crime frameworks.
• Identify audit findings, prepare reports, and communicate observations to senior stakeholders.
• Conduct control testing, validate remediation actions, and track closure of audit issues.
• Perform continuous monitoring activities and stay updated on regulatory developments and emerging financial crime risks.
• Collaborate with regional and global audit teams on strategic initiatives and cross-functional projects.
• Manage stakeholder interactions professionally and ensure timely delivery of audit assignments.

Desired Profile:

• 9-12 years of Internal Audit experience within Banking / Financial Services.
• Strong exposure to Financial Crime Audit, AML, Compliance Audit, or Regulatory Audit.
• Sound understanding of risk-based auditing methodologies and financial crime controls.
• Experience in auditing first and second line functions.
• Knowledge of global financial crime regulations and governance frameworks.
• Strong communication, stakeholder management, and report-writing skills.
• Exposure to agile auditing and/or data analytics will be an added advantage.
• Professional certifications such as CIA, CAMS, CFE, ACCA, CA, or equivalent preferred.

Key Skills:

• Financial Crime Audit
• AML / KYC / Sanctions
• Internal Audit
• Risk & Controls Assessment
• Regulatory Compliance
• Stakeholder Management
• Data Analytics
• Audit Planning & Execution