Assistant Manager Regulatory Reporting

Standard Chartered India; Mumbai; Sur place; INR 2 500 000 - 4 500 000; Plein temps

Avantages offerts par ce poste

Competitive salary and benefits

Flexible working options

Wellbeing resources (Unmind)

Learning and development opportunities

Résumé du poste

Standard Chartered India is seeking a seasoned regulatory reporting professional to join Global Markets Operations. The role focuses on RBI and CCIL reporting, data integrity, and control effectiveness across front-to-back processes.

You will coordinate with front office, compliance and risk teams to ensure timely, accurate submissions. The successful candidate will bring 10+ years in regulatory reporting, strong data skills, and a deep understanding of RBI/CCIL mandates.

Qualifications

• 10+ years of regulatory reporting experience.
• Experience with RBI and CCIL reporting processes.
• Strong data extraction, validation and reconciliation skills.
• Knowledge of financial markets products and reporting requirements.

Responsabilités

• Oversee end-to-end RBI/CCIL regulatory reporting, including data extraction, validation and submission.
• Ensure reports are prepared per prescribed formats and submitted within deadlines.
• Maintain audit trails and documentation to support reviews and inspections.
• Implement robust controls for data integrity and monitor reporting schedules.
• Identify and drive automation initiatives across reporting processes.
• Collaborate with FO, compliance and risk teams to assess regulatory changes and mitigate reporting risks.
• Embed governance and supervisory guidelines across GMO India and provide effective challenge in governance forums.

Connaissances

Regulatory reporting

End-to-end trade reporting

RBI/CCIL regulations

Finance controls

Regulatory risk management

Cross-functional collaboration

Regulatory reporting tools

Formation

University degree

Description du poste

Job Description:

Job Summary

The Global Markets Operations brings together the Global Markets Middle Office Team, Markets Client Solutions and the In-Country Markets Operations footprint to foster consistency in client and business face-off across products and geographies.

This is a strategic hire and will include a mandate to embed strong & robust operating models, risk & control principles, enact behavioural change and develop a control focussed culture across the organisation, front to back. Globally, Middle Office is split out across 13 Locations and covers Macro, Credit and Equity products. They are the main point of contact across Front Office and various Operations groups. As the role is responsible for RBI and CCIL reporting its plays a critical role in ensuring the Bank’s compliance with statutory and supervisory requirements.

Our Mission Statement entails "Our mission is to become trusted partners to the FM Business by delivering operational efficiency and superior risk management practices, providing critical trade support to Sales and Trading and generate data-driven actionable insights to drive informed decision-making".

Key Responsibilities

Business

• Demonstrate thorough understanding of RBI regulations, circulars and reporting requirements.
• Maintains awareness of evolving regulatory frameworks and proactively adopts reporting process to align with new directives.

Processes

• Responsible for end-to-end execution of the regulatory reporting process to RBI and CCIL, including data extraction, validation, reconciliation, and onward submission of said returns.
• Ensure reports are prepared in accordance with prescribed formats, reviewed for accuracy and submitted within mandated timelines.
• Maintains audit trails and documentation to support compliance reviews and inspections.
• Executes regulatory reporting process by implementing robust controls for data integrity, monitoring submission schedules and aligning reporting practices with evolving RBI/CCIL directives.
• Identify and work with project teams towards complete automation.

Risk Management

• Identify potential risks in data collection, compilation and reporting workflows; accelerate issues promptly to management. Collaborate with FO, compliance, and risk teams to assess the impact of regulatory changes and mitigate reporting risks.
• Recommend and implement process enhancements to reporting systems and controls to strengthen risk resilience and reduce compliance gaps.

Governance

• Embed strong & effective governance principles across the GMO function in India.
• Develop metrics to monitor business processes, and to supply indicators of risk and performance.
• Produce effective supervision guidelines and embed into BAU across all Markets business lines supported by GMO.
• Provide effective challenge on forum, above and beyond those owned by GMO. Live and breathe the #NeverSettle value.

Regulatory & Business Conduct

• Display exemplary conduct and live by the Group’s Values and Code of Conduct.
• Take personal responsibility for embedding the highest standards of ethics, including regulatory and business conduct, across Standard Chartered Bank. This includes understanding and ensuring compliance with, in letter and spirit, all applicable laws, regulations, guidelines and the Group Code of Conduct.
• Effectively and collaboratively identify, expedite, mitigate, and resolve risk, conduct and compliance matters.
• Provide leadership within the BCS organisation to comply with the highest standards of regulatory and business conduct and practices as defined by internal and external requirements.
• Takes a proactive approach to implementing Just Culture and emphasising the importance of the groups’ valued behaviours regularly through retrospective sessions with the team and Channels townhall sessions.
• Display exemplary conduct and live by the Group’s Values and Code of Conduct.
• Take personal responsibility for embedding the highest standards of ethics, including regulatory and business conduct, across Standard Chartered Bank. This includes understanding and ensuring compliance with, in letter and spirit, all applicable laws, regulations, guidelines and the Group Code of Conduct.
• Effectively and collaboratively identify, expedite, mitigate, and resolve risk, conduct and compliance matters.
• Embed the Group’s Values and Group Code of Conduct to ensure adherence with the highest standards of ethics. Comply with relevant policies, processes, and regulations, as part of the culture.

Key stakeholders

• Markets Business Heads
• Markets Sales & Trading
• Audit Teams
• Technology
• Market Risk
• Group Operational Risk
• GBS teams
• Compliance
• Finance
• Legal

Other Responsibilities

• Perform other responsibilities assigned under Group, Country, Business or Functional policies and procedures; Multiple functions (double hats)

Skills And Experience

• Regulatory(CIMS) and technology tools
• End to end trade execution workflow
• FM – Products – Foreign Exchange
• FM – Products – Rates Derivatives
• FM – Products – Structured Rates / Notes
• FM – Products – Foreign Exchange Derivatives
• FM – Products – Money Markets
• FM – Products – Commodities
• FM – Products – Credit Derivatives

Qualifications

• University degree
• 10+ years of relevant working experience in regulatory reporting function.

About Standard Chartered

We're a global bank connecting clients to our differentiated network, offering growth opportunities in the world's most dynamic markets. Our strategy, which combines cross-border capabilities and leading wealth management expertise, helps us deliver our purpose - to drive commerce and prosperity through our unique diversity.

Over our 170-year history, and across a unique geographical footprint connecting Asia, Africa and the Middle East to each other and the world, we've built a bank like no other, with diverse capabilities and partnerships that set us apart.

What We Offer

• Being part of an inclusive and values driven organisation, one that embraces and celebrates our unique diversity, across our teams, business functions, and geographies.
• In line with our Fair Pay Charter, we offer a competitive salary and benefits to support your mental, physical, financial and social wellbeing.
• Core bank funding for retirement savings, medical and life insurance, with flexible and voluntary benefits available in some locations.
• Time-off including annual leave, parental/maternity (20 weeks), sabbatical (12 months maximum) and volunteering leave (3 days), along with minimum global standards for annual and public holiday, which is combined to 30 days minimum.
• Flexible working options based around home and office locations, with flexible working patterns.
• Proactive wellbeing support through Unmind, a market-leading digital wellbeing platform, development courses for resilience and other human skills, global employee assistance programme, sick leave, mental health first-aiders and self-help toolkits.
• A continuous learning culture to support your growth, with opportunities to reskill and upskill and access to physical, virtual, and digital learning.