AML Analyst I

Interactive Brokers; Mumbai; On-site; INR 1,400,000 - 2,200,000; Full time

Benefits offered by this job

Competitive salary

Annual bonus (cash & stocks)

Medical & Life Insurance

Cafeteria/food amenities

Monthly food card

Pickup & drop facility

Referral bonus

Team outings

Shift allowances

Job summary

Interactive Brokers in Mumbai seeks a skilled AML & Sanctions Compliance professional to manage real-time watch-list alerts, investigations, and reporting.

You will draft summaries for management and regulators, design metrics, and support global AML initiatives while collaborating with a small team in a fast-paced financial services environment.

Qualifications

• Bachelor’s degree in Finance, Economics, Accounting, or Information Systems (or equivalent).
• 3–5 years of AML & Sanctions Compliance experience in financial services or related field.
• Strong knowledge of international AML & Sanctions regimes.
• Experience with financial crime risk policies and procedures.
• ACAMS/CFE/CFCS is a plus; awareness of tech applied to regulatory issues.
• Experience at a leading broker, bank, or professional services firm is preferred.
• Excellent writing and oral communication skills.

Responsibilities

• Manage real-time queues of AML alerts against sanctions/PEP watch-lists.
• Perform complex investigations using multiple data sources.
• Draft reporting summaries for management and regulators.
• Design, source and produce AML reporting metrics across workflows.
• Review and enhance referrals, escalations, and resolutions of alerts.
• Contribute ideas to improve AML screening processes.

Skills

AML & Sanctions Compliance

International AML knowledge

Communication skills

Multi-tasking

Independent work

Education

Bachelor's degree in Finance, Economics, Accounting or Information Systems

Tools

MS Outlook

MS Word

MS Excel

Job description

About The Company

Interactive Brokers Group, Inc. (NASDAQ: IBKR), a member of the S&P 500, is a global financial services company headquartered in Greenwich, Connecticut, with offices in over 15 countries. Through its affiliates, Interactive Brokers provides automated trade execution and custody of securities, commodities, foreign exchange, and prediction markets on over 170 markets in numerous countries and currencies.

About The Company

Interactive Brokers Group, Inc. (NASDAQ: IBKR), a member of the S&P 500, is a global financial services company headquartered in Greenwich, Connecticut, with offices in over 15 countries. Through its affiliates, Interactive Brokers provides automated trade execution and custody of securities, commodities, foreign exchange, and prediction markets on over 170 markets in numerous countries and currencies. For more than four decades, Interactive Brokers has focused on technology, automation, and innovation to provide clients worldwide with a sophisticated, unified platform to manage their investment portfolios. We serve individual investors, hedge funds, proprietary trading groups, financial advisors, and introducing brokers. Our culture is driven by problem-solving, efficiency, and continuous improvement. We look for individuals who are intellectually curious, collaborative, and motivated to contribute to technology that helps simplify and enhance access to global financial markets. Interactive Brokers has consistently been recognized as a top broker by respected industry sources including Barron’s, Investopedia, Stockbrokers.com, and others.

Job Description And Responsibilities

• Manage multiple queues of real-time transaction and reference data alerts against sanctions/PEP/negative news watch-lists administered by U.S. and international regulatory bodies.
• Perform complex case investigations sourcing data from multiple unrelated venues, including both proprietary and open sources.
• Draft reporting summaries for internal management and external regulatory audiences.
• Design, source and produce reporting metrics across multiple workflows and decision queues.
• Process review and enhancement related to the referral, escalation, and resolution of AML alerts in region and globally as required.
• Contribute new idea related to AML screenings.

Qualifications

• Bachelor's degree or higher with a major or concentration in Finance, Economics, Accounting, or Information Systems, etc.
• 3-5 years of experience related to AML & Sanctions Compliance in financial services or other relevant industry.
• Strong knowledge of International AML & Sanctions regimes
• Knowledge of Financial Crime Risk policies, Sanctions, AML and procedures
• Experience gained in a leading broker, bank, regulator or professional services firm
• Awareness of financial market trading products
• An additional foreign language would be advantageous (e.g. German, French, Spanish, Chinese)
• Understanding of how technology is applied to business and regulatory issues.
• Ability to work in a small-team environment, work independently, and multi-task with minimal supervision.
• Excellent writing and oral communication skills.
• AML certification such as ACAMS, CFE, CFCS is a plus.
• Good knowledge and experience of office tools like MS Outlook, MS Word, MS Excel etc.

Company Benefits & Perks

• Competitive salary package.
• Performance based annual bonus (cash and stocks).
• Group Medical & Life Insurance.
• Modern offices with free amenities & fully stocked cafeterias.
• Monthly food card & company paid snacks.
• Hardship/shift allowance with company provided pickup & drop facility*
• Attractive employee referral bonus.
• Frequent company sponsored team building events and outings.
• Depending upon the shifts.
• The benefits package is subject to change at the management's discretion.