Senior Audit Manager, AML & Financial Crime

ntrs; Limerick; On-site; EUR 110,000 - 160,000; Full time

Job summary

Northern Trust in Ireland is seeking a Senior Audit Manager for AML & Financial Crime to lead independent assurance over our financial crime risk management framework, including AML, sanctions, anti-bribery and corruption, fraud risk and related disciplines.

The role reports to the Audit Director, AML & Financial Crime, and leads complex audit engagements, challenges risk assessments and drives improvements across the control environment, while developing financial crime expertise across

Qualifications

• Significant experience in financial crime risk management within the financial services sector.
• Extensive knowledge of AML, sanctions, fraud risk management, and anti-bribery & corruption.
• Experience auditing or overseeing financial crime programmes in complex, global institutions.
• Strong understanding of global financial crime regulations and regulatory expectations.
• Experience engaging regulators and senior executives on financial crime matters.

Responsibilities

• Lead the development and execution of audit coverage across AML, sanctions, fraud, anti-bribery and corruption, and other financial crime disciplines.
• Provide subject matter oversight on audit engagements, including planning, risk assessments, testing strategies, findings and reporting.
• Review audit scope and methodology to ensure coverage of key financial crime risks.
• Assess design and operating effectiveness of financial crime controls across units.
• Identify emerging financial crime risks and advise leadership on implications.
• Support continuous enhancement of audit methodologies related to financial crime risk.
• Draft and review reporting for senior management, Audit Committees and Boards.

Skills

Audit leadership

Regulatory engagement

Risk assessment

Financial crime risk

Education

CAMS

CGSS

CFE

CRCM

CPA/ACA/ACCA or equivalent

Job description

About Northern Trust

As a global leader in innovative wealth management, asset servicing, asset management and banking services, Northern Trust (Nasdaq: NTRS) is proud to guide the world's most successful individuals, families, corporations and institutions.

Since 1889, we have aligned our efforts with our three guiding Principles That Endure: Service, Expertise, and Integrity. Together, they reflect the three cornerstones of business conduct which we strive to instill in our employees, whom we call partners, and to provide to our clients and the communities we serve worldwide.

With more than 135 years of financial experience and over 24,000 partners, we serve the world's most sophisticated clients using leading technology and exceptional service.

Role Summary

The Senior Audit Manager, AML & Financial Crime is a senior subject matter expert responsible for providing independent assurance over Northern Trust's financial crime risk management framework, including anti-money laundering, sanctions compliance, anti-bribery and corruption, fraud risk, and related financial crime disciplines.

The role requires deep technical expertise in financial crime risk management and a strong understanding of the risks inherent within financial services products, services, and operating models, as well as applicable global laws, regulations, and regulatory expectations.

Reporting to the Audit Director, AML & Financial Crime, the Senior Audit Manager is responsible for leading complex audit engagements, challenging risk assessments and audit coverage, reviewing audit workpapers and reports, and providing strategic insight to senior management and Board-level stakeholders. The role also plays a key leadership position in developing financial crime expertise across the Internal Audit function and influencing improvements to the firm's control environment.

Key Responsibilities

• Financial Crime Audit Leadership & Oversight
  • Lead the development and execution of audit coverage across AML, sanctions, fraud, anti-bribery and corruption, and other financial crime disciplines.
  • Provide subject matter expertise and oversight on audit engagements, including audit planning, risk assessments, testing strategies, findings and reporting.
  • Review and challenge audit scope, methodology, testing approaches and conclusions to ensure effective coverage of key financial crime risks.
  • Assess the design and operating effectiveness of financial crime controls across business units and support functions.
  • Identify emerging financial crime risks and advise Internal Audit leadership on coverage implications.
  • Support the continuous enhancement of audit methodologies, practices and approaches relating to financial crime risk.
• Stakeholder & Regulatory Engagement
  • Draft and review reporting for senior management, Audit Committees and Boards, providing clear insight into key financial crime risks, themes and control issues.
  • Engage with Executive Management to understand business changes, emerging risks and regulatory developments impacting the financial crime control environment.
  • Represent Internal Audit in interactions with regulators and external stakeholders, articulating Audit's independent assessment of financial crime risk management.
  • Present audit results, risk themes and recommendations to senior leadership and governance forums.
• Strategic Leadership
  • Contribute to the development of Internal Audit's financial crime audit strategy and risk-based audit plan.
  • Lead and support special reviews, investigations and regulatory-related audit activities as required.
  • Drive continuous improvement initiatives within the Internal Audit function.
  • Support talent development, succession planning and capability building across the audit team, with a particular focus on financial crime knowledge and expertise.

Required Experience

• Significant experience in financial crime risk management, Internal Audit, Compliance, Risk Management, Regulatory Supervision or a related discipline within the financial services sector.
• Extensive knowledge of AML, sanctions, fraud risk management, anti-bribery and corruption, customer due diligence, transaction monitoring and suspicious activity reporting frameworks.
• Experience auditing or overseeing financial crime programmes in complex, global financial institutions.
• Strong understanding of global financial crime regulations, regulatory expectations and industry best practices.
• Experience engaging with regulators and senior executive stakeholders on financial crime matters.
• Demonstrated experience leading complex audit engagements and influencing audit strategy.

Professional Qualifications

• CAMS (Certified Anti-Money Laundering Specialist)
• CGSS (Certified Global Sanctions Specialist)
• CFE (Certified Fraud Examiner)
• CRCM (Certified Regulatory Compliance Manager)
• CPA, ACA, ACCA or equivalent professional accounting qualification

Technical Skills

• Strong risk assess