Senior Advisory Compliance Lead

TD Global Finance Unlimited Company; Dublin; On-site; EUR 93,000 - 140,000; Full time

Job summary

TD Securities in Dublin is seeking an Advisory Compliance Manager for TDGF to oversee compliance activities across Global Markets and Corporate Investment Banking. You will rapidly understand business lines, advise on regulatory requirements, manage transaction reporting, and support senior stakeholders globally.

It is a senior role with growth opportunities within the TD group. The position emphasizes collaboration with trading desks, control functions, and regulatory teams, with a focus on

Qualifications

• Minimum of 5-7 years of demonstrated relevant experience in the industry.
• Working knowledge of EU/UK financial services regime and regulations.
• Experience with transaction reporting and regulatory requirements.

Responsibilities

• Quickly understand business lines, booking models, products, and transactions.
• Build and maintain relationships with the business and control functions.
• Advise on interpretation and implementation of regulatory developments.
• Act as point of contact for transaction reporting questions.
• Represent Compliance in transaction reporting meetings and forums.
• Create and deliver training on topics like reporting and market conduct.
• Review advisory compliance policies and regulatory notifications.

Skills

Experience 5-7 years

EU/UK regulation

Transaction reporting

Stakeholder management

Regulatory interpretation

Job description

TD Securities in Dublin is seeking an Advisory Compliance Manager for TDGF to oversee compliance activities across Global Markets and Corporate Investment Banking. You will rapidly understand business lines, advise on regulatory requirements, manage transaction reporting, and support senior stakeholders globally.

It is a senior role with growth opportunities within the TD group. The position emphasizes collaboration with trading desks, control functions, and regulatory teams, with a focus on