AVP, Client Service & Corporate Action, Operations

DBS; Indonesia; On-site; IDR 100.000.000 - 200.000.000; Full time

Job summary

A leading financial institution in Indonesia is seeking an AVP, Client Service & Corporate Action for Operations. The role entails ensuring regulatory compliance, managing compliance risks, and developing policies and procedures. Candidates should have a strong background in banking or financial services, with at least 3 years of experience in compliance or risk management. Exceptional leadership and communication skills are essential. This position promises a dynamic work environment with significant responsibilities.

Qualifications

• Minimum 3 years of experience in securities services fund compliance or risk management in a leadership role.
• Strong background in banking, financial services or regulatory institutions.
• Fluent in English (spoken and written).

Responsibilities

• Ensure Custodian regulatory compliance.
• Develop and maintain policies & procedures.
• Identify, monitor, and manage compliance risks.
• Monitor custodian transactions and report suspicious activities.
• Provide training on new or updated regulations to team members.

Skills

Leadership skills

Analytical abilities

Stakeholder management

Regulatory compliance knowledge

Communication skills

Education

Professional certification in compliance

Job description

Job Description – AVP, Client Service & Corporate Action, Operations (WD77270)

Job Description

AVP, Client Service & Corporate Action, Operations - (WD77270)

Business Function

DBSI T&O is the backbone that supports the bank as the central of operations and technology. With the spirit of OneTeam and PRIDE! Value, we serve Institutional Banking Operations and Consumer Banking Operations, manage Customer Centre and IT, provide Group Procurement and Corporate Real Estate, coordinate bank-wide Business Continuity Management program and framework, and deliver service quality for Digibank and IBG/GTS. Our Technology & Operations organization is a vital strategic partner to the business in providing competitive advantage that propels DBSI towards being the Best Bank for a Better World (#B3W).

Job Descriptions

1. Ensure Custodian regulatory compliance
2. Develop and maintain policies & procedures
3. Identify, Monitor and manage compliance risks
4. Custodian transaction monitoring and suspicious activity reporting
5. Provide training and awareness for new/update regulation to custodian team member.
6. Escalate and Report Compliance matters
7. Liaise with regulator, police and prosecutor during inspections and inquiries

Requirement

• Professional certification in compliance are an advantage
• Minimum 3 years of experience in securities services fund compliance (preferable), risk management in a leadership role
• Strong background in banking, financial services or regulatory institutions
• Strong leadership and people management skillsExcellent analytical, problem-solving and decision-making abilities
• High integrity, ethical judgement and independence
• Strong communication and stakeholder management skills, including ability to interact with regulators.
• Has initiatives and oversee compliance programs effectively
• Fluent in English (spoken and written)
• Ability to work under pressure and manage multiple priorities