SFC Responsible Officer & Regulatory Governance Lead

Matrixport

Hong Kong

On-site

HKD 1,800,000 - 3,000,000

Full time

14 days+

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Job summary

BIT is seeking a Regulatory Leader in Hong Kong to oversee SFC Type 1/Type 4 licensing, governance and compliance for its digital asset group. You will drive licence applications, design controls and ensure AML/CFT readiness across operations.

You will partner with product, legal and external counsel to implement risk policies, supervise regulated activities and embed regulatory knowledge into daily business decisions.

Qualifications

  • SFC-approved Responsible Officer for Type 1 and Type 4
  • Hong Kong based and available to supervise regulated activities
  • Minimum 10 years in securities dealing and/or advisory
  • At least 5 years in a supervisory capacity
  • Proven record of building compliance frameworks and licence applications end to end
  • Experience with SFC/HKMA Joint Circulars and regulatory regimes
  • Fluency in English and Chinese (Cantonese & Mandarin)

Responsibilities

  • Act as primary contact for the SFC, external counsel, auditors and key stakeholders; lead Type 1/Type 4 licence applications to grant
  • Establish, refine and enforce internal control systems, risk management policies aligned with SFC codes
  • Supervise post-licensure daily operations, ensuring adherence to SFO, Code of Conduct, FRR and AML/CFT requirements
  • Collaborate with product and business leads to align regulatory requirements with product strategy
  • Bridge regulatory requirements across technical, product and compliance teams

Skills

Regulatory leadership
SFC knowledge
Cross-functional collaboration
English & Chinese fluency
Licensing experience

Education

Degree in accounting, business administration, economics, finance or law

Tools

HKSI Papers 1,2,7,8

Job description

BIT is seeking a Regulatory Leader in Hong Kong to oversee SFC Type 1/Type 4 licensing, governance and compliance for its digital asset group. You will drive licence applications, design controls and ensure AML/CFT readiness across operations.

You will partner with product, legal and external counsel to implement risk policies, supervise regulated activities and embed regulatory knowledge into daily business decisions.

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