SFC Responsible Officer & Funds Operations Leader

MC Financial Services Limited; Hong Kong; On-site; HKD 900,000 - 1,500,000; Full time

Job summary

MC Financial Services Limited in Hong Kong is seeking a Responsible Officer (SFC Type 1, 4, 9) and Head of Operations to lead regulatory compliance, policy development and risk oversight within a fund management environment. You will design controls, AML/CFT frameworks, supervise fund operations and investment projects, and work with the Board on ad-hoc duties.

Mandarin and English fluency required. The role requires accreditation as SFC RO for Type 1, 4 and 9, with at least six years in

Qualifications

• Licensed as SFC Responsible Officer for Type 1, 4 and 9.
• Minimum 6 years in financial services with regulatory experience.
• Strong analytical and detail-oriented with proactive problem solving.
• Knowledge of fund management operations and middle/back office controls.

Responsibilities

• Develop and implement policies, procedures and internal controls aligned with regulatory requirements.
• Design compliance framework including AML/CFT and risk management.
• Oversee fund operations and investment projects; ensure regulatory compliance.
• Supervise operation of funds and new investment projects.
• Handle ad-hoc duties as required by the Board.

Skills

Regulatory compliance

SFC rules

AML/CFT

Risk management

Policy design

Education

SFC RO accreditation

Tools

MS Word

Excel

Job description

MC Financial Services Limited in Hong Kong is seeking a Responsible Officer (SFC Type 1, 4, 9) and Head of Operations to lead regulatory compliance, policy development and risk oversight within a fund management environment. You will design controls, AML/CFT frameworks, supervise fund operations and investment projects, and work with the Board on ad-hoc duties.

Mandarin and English fluency required. The role requires accreditation as SFC RO for Type 1, 4 and 9, with at least six years in