Senior RO - Securities & OTC Derivatives Lead

Be Myjob Company Limited; Hong Kong; On-site; HKD 1,200,000 - 1,800,000; Full time

Job summary

Be Myjob Company Limited in Hong Kong seeks a senior Responsible Officer to oversee Type 1, Type 4 and Type 9 activities across dealing, advisory and asset management.

The role requires current SFC RO qualifications and Type 11 OTC derivatives experience to support risk governance and supervise licensed staff.

Fluency in English and Mandarin is required; Cantonese is a plus; you will liaise with regulators and lead governance forums.

Qualifications

• Current SFC RO qualification for Type 1, 4 and 9, or immediately eligible for appointment.
• Demonstrable Type 11 (OTC derivatives) experience to support oversight and regulatory expectations.
• Senior securities leadership experience at a major securities firm.
• Proven ability to manage a sizeable licensed staff (20+).
• Deep knowledge of SFC rules for Types 1, 4, 9 and OTC derivatives.
• Strong commercial acumen with client base and revenue track record.
• Fluency in English and Mandarin; Cantonese an advantage.

Responsibilities

• Lead the securities business across dealing, advisory and asset management.
• Act as Responsible Officer for Type 1, 4, and 9 regulated activities and supervise staff.
• Oversee product due diligence, suitability and sales conduct for securities and derivative products.
• Collaborate with compliance, risk and operations to maintain robust controls.
• Represent the securities business in regulatory examinations, audits and governance forums.

Job description

Be Myjob Company Limited in Hong Kong seeks a senior Responsible Officer to oversee Type 1, Type 4 and Type 9 activities across dealing, advisory and asset management.

The role requires current SFC RO qualifications and Type 11 OTC derivatives experience to support risk governance and supervise licensed staff.

Fluency in English and Mandarin is required; Cantonese is a plus; you will liaise with regulators and lead governance forums.